Securities Law & Instruments

OSC Bulletin Volume 43, Issue 44 (October 29, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 8347
1.1 Notices 8347
1.1.1

CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019

8347
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 8365
1.4.1 Majd Kitmitto et al. 8365
1.4.2 First Global Data Ltd.et al. 8365
1.4.3 Derek F.C. Elliott 8366
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 8367
2.1 Decisions 8367
2.1.1

Baillie Gifford International LLC and Baillie Gifford Overseas Limited

8367
2.1.2

Next Edge Capital Corp. and Next Edge Bio-Tech Plus Fund

8367
2.1.3

Value Partners Investments Inc. and VPI Global Equity Pool

8370
2.2 Orders 8375
2.2.1 Derek F.C. Elliott – 127(1), 127(10) 8375
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 8377
3.1 OSC Decisions 8377
3.1.1 Derek F.C. Elliott – 127(1), 127(10) 8377
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 8381
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8381
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8381
4.2.2 Outstanding Management & Insider Cease Trading Orders 8381
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 8383
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 8459
Chapter 12 Registrations 8465
12.1.1 Registrants 8465
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 8467
13.1 SROs (nil)
13.2 Marketplaces 8467
13.2.1

Liquidnet Canada Inc. – Proposed Changes to Broker Blocks Functionality – Notice of Withdrawal

8467
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 8469