| Chapter 1 Notices / News Releases |
8191 |
| 1.1 |
Notices |
8191 |
| 1.1.1 |
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments |
8191 |
| 1.2 |
Notices of Hearing |
(nil) |
| 1.3 |
Notices of Hearing with Related Statements of Allegations |
8193 |
| 1.3.1 |
Vernon Ray Fauth – ss. 127(1), 127(10) |
8193 |
| 1.4 |
Notices from the Office of the Secretary |
8198 |
| 1.4.1 |
First Global Data Ltd. et al. |
8198 |
| 1.4.2 |
Douglas John Eley |
8198 |
| 1.4.3 |
Sean Daley et al. |
8199 |
| 1.4.4 |
Vernon Ray Fauth |
8199 |
| 1.5 |
Notices from the Office of the Secretary with Related Statements of Allegations |
(nil) |
| Chapter 2 Decisions, Orders and Rulings |
8201 |
| 2.1 |
Decisions |
8201 |
| 2.1.1 |
Fidelity Investments Canada ULC et al. |
8201 |
| 2.1.2 |
NCM Asset Management Ltd. et al. |
8206 |
| 2.1.3 |
Jefferies LLC |
8210 |
| 2.1.4 |
3IQ Corp. and The Bitcoin Fund |
8214 |
| 2.2 |
Orders |
8216 |
| 2.2.1 |
Phivida Holdings Inc. |
8216 |
| 2.2.2 |
Canadian Investor Protection Fund – s. 144 of the Act and s. 78(1) of the CFA |
8218 |
| 2.2.3 |
Mutual Fund Dealers Association of Canada Investor Protection Corporation (MFDA IPC) and the Mutual Fund Dealers A8227ssociation of Canada – s. 144 |
8227 |
| 2.2.4 |
Douglas John Eley – ss. 8, 21.7 |
8235 |
| 2.2.5 |
Sean Daley et al. – ss. 127(8), 127(1) |
8236 |
| 2.2.6 |
Stuart Olson Inc. |
8236 |
| 2.2.7 |
Painted Pony Energy Ltd. |
8237 |
| 2.3 |
Orders with Related Settlement Agreements |
(nil) |
| 2.4 |
Rulings |
(nil) |
| Chapter 3 Reasons: Decisions, Orders and Rulings |
8239 |
| 3.1 |
OSC Decisions |
8239 |
| 3.1.1 |
Sean Daley et al. – ss. 127(8), 127(1) |
8239 |
| 3.2 |
Director's Decisions |
8239 |
| Chapter 4 Cease Trading Orders |
8243 |
| 4.1.1 |
Temporary, Permanent & Rescinding Issuer Cease Trading Orders |
5465 |
| 4.2.1 |
Temporary, Permanent & Rescinding Management Cease Trade Orders |
5465 |
| 4.2.2 |
Outstanding Management & Insider Cease Trading Orders |
5465 |
| Chapter 5 Rules and Policies |
(nil)
|
| Chapter 6 Request for Comments |
(nil) |
| Chapter 7 Insider Reporting |
8245 |
| Chapter 9 Legislation |
(nil) |
| Chapter 11 IPOs, New Issues and Secondary Financings |
8305 |
| Chapter 12 Registrations |
8313 |
| 12.1.1 |
Registrants |
8313 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories |
8315 |
| 13.1 |
SROs |
8315 |
| 13.1.1 |
Canadian Investor Protection Fund (CIPF) – New MOU regarding the Oversight of CIPF and Notice of Termination of the Existing MOU – Notice of Commission Approval |
8315 |
| 13.1.2 |
Mutual Fund Dealers Association of Canada Investor Protection Corporation (MFDA IPC) – New MOU regarding the Oversight of MFDA IPC – Notice of Commission Approval |
8330 |
| 13.1.3 |
Canadian Investor Protection Fund (CIPF) – Variation and Restatement of Approval Order – Notice of Commission Approval |
8342 |
| 13.1.4 |
Mutual Fund Dealers Association of Canada Investor Protection Corporation (MFDA IPC) – Variation and Restatement of Approval Order – Notice of Commission Approval |
8343 |
| 13.2 |
Marketplaces |
8344 |
| 13.2.1 |
TSX Inc. and Alpha Exchange Inc. – Dynamic OPR – Notice of Withdrawal |
8344 |
| 13.3 |
Clearing Agencies |
(nil) |
| 13.4 |
Trade Repositories |
(nil) |
| Chapter 25 Other Information |
(nil) |
| Index |
|
8345 |
