Securities Law & Instruments

OSC Bulletin Volume 42, Issue 37 (September 10, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 7031
1.1 Notices 7031
1.1.1 Notice of Ministerial Approval of Amendments to National Instrument 21-101 – Marketplace Operation 7031
1.1.2 Notice – Variation of Exchange Recognition Orders, ATS Protocol, and Revocation of OSC Staff Notice 7031
1.2 Notices of Hearing 7034
1.2.1 Epix Resource Finance Corporation – s. 127(1) 7034
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 7041
1.4.1 First Global Data Ltd. et al. 7041
1.4.2 Epix Resource Finance Corporation 7041
1.4.3 First Global Data Ltd. et al. 7041
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7043
2.1 Decisions 7043
2.1.1 Nord Gold S.E. and Cardinal Resources Limited 7043
2.2 Orders 7046
2.2.1 TMX Group Limited et al. – ss. 21, 144 7046
2.2.2 Aequitas Innovations Inc. and Neo Exchange Inc. – ss. 21, 144 7075
2.2.3 CNSX Markets Inc. – ss. 21, 144 7100
2.2.4 Nasdaq CXC Limited and Ensoleillement Inc. – ss. 21, 144 7121
2.2.5 CanDeal.ca Inc. et al. – s. 144 7145
2.2.6 First Global Data Ltd. et al. 7152
2.2.7 First Global Data Ltd. et al. – s. 152 7153
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 7155
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7155
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7155
4.2.2 Outstanding Management & Insider Cease Trading Orders 7155
Chapter 5 Rules and Policies

7157

5.1.1 National Instrument 21-101 Marketplace Operation 7157
5.1.2 Companion Policy 21-101CP Marketplace Operation 7164
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7167
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings

7285

Chapter 12 Registrations 7293
12.1.1 Registrants 7293
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 7295