Securities Law & Instruments

OSC Bulletin Volume 43, Issue 33 (August 13, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 6355
1.1 Notices 6355
1.1.1 Notice of Coming into Effect of Co-operation Agreement Concerning Innovative Fintech Businesses with the Financial Supervisory Commission of Taiwan 5355
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 6356
1.3.1 Dino Paolucci – ss. 127(1), 127(10) 6356
1.3.2 Donald Bruce Wilson et al. – ss. 127(1), 127(10) 6360
1.4 Notices from the Office of the Secretary 6366
1.4.1 Dino Paolucci 6366
1.4.2 Canada Cannabis Corporation et al. 6366
1.4.3 Majd Kitmitto et al. 6367
1.4.4 Jonathan Cartu et al. 6367
1.4.5 VRK Forex & Investments Inc. and Radhakrishna Namburi 6368
1.4.6 Donald Bruce Wilson et al. 6368
1.4.7 First Global Data Ltd. et al. 6369
1.4.8 Solar Income Fund Inc. et al. 6369
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 6371
2.1 Decisions 6371
2.1.1 Starlight Investments Capital LP 6371
2.1.2 TD Asset Management Inc. 6374
2.1.3 INTL FCStone Markets LLC 6381
2.2 Orders 6387
2.2.1 Canada Cannabis Corporation et al. 6387
2.2.2 Semafo Inc. 6389
2.2.3 Majd Kitmitto et al. 6390
2.2.4 Jonathan Cartu et al. 6390
2.2.5 VRK Forex & Investments Inc. and Radhakrishna Namburi 6391
2.2.6 Bannerman Resources Limited 6391
2.2.7 Solar Income Fund Inc. et al. 6394
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6395
3.1 OSC Decisions (nil)
3.2 Director's Decisions 6395
3.2.1 W.A. Robinson Asset Management Ltd. – s. 31 6395
Chapter 4 Cease Trading Orders 6401
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6401
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6401
4.2.2 Outstanding Management & Insider Cease Trading Orders 6401
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6403
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6481
Chapter 12 Registrations 6485
12.1.1 Registrants 6485
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 6487
13.1 SROs (nil)
13.2 Marketplaces 6487
13.2.1 MarketAxess Canada Company – Proposed Change to Provide Canadian Clients Access to the LiquidityEdge Electronic Fixed Income Trading Platform – Notice of Approval 6487
13.3 Clearing Agencies 6488
13.3.1 CDCC – Proposed Amendments to the Rules and Manuals of CDCC to Accommodate the Extension of the Trading Hours at Bourse de Montreal Inc. – OSC Staff Notice of Request for Comment 6488
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 6489