Securities Law & Instruments

OSC Bulletin Volume 43, Issue 27 (July 9, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5569
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5569
1.4.1 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza 5569
1.4.2 Paramount Equity Financial Corporation et al. 5569
1.4.3 Paramount Equity Financial Corporation et al. 5570
1.4.4 David Randall Miller 5570
1.4.5 Paramount Equity Financial Corporation et al. 5571
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5573
2.1 Decisions 5573
2.1.1 RMB Holdings Limited 5573
2.1.2 Remgro Limited 5577
2.1.3 CIH Financial LLC 5580
2.1.4 Canoe Financial LP and Canoe Global All Cap Class 5586
2.1.5 EdgeHill Partners et al. 5590
2.1.6 Algonquin Power & Utilities Corp. et al. 5593
2.2 Orders 5601
2.2.1 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza – ss. 127(8), 127(1) 5601
2.2.2 Heron Resources Limited – s. 1(10)(a)(ii) 5602
2.2.3 David Randall Miller 5603
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 5604
2.4.1 INTL FCstone Ltd. – s. 38 of the CFA 5604
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 5615
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5615
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5615
4.2.2 Outstanding Management & Insider Cease Trading Orders 5615
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5617
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings

5727

Chapter 12 Registrations 5737
12.1.1 Registrants 5737
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 5739
25.1 Consents 5739
25.1.1 Vox Royalty Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 5739
Index 5745