Securities Law & Instruments

OSC Bulletin Volume 43, Issue 27 (July 2, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5423
1.1 Notices 5423
1.1.1 Notice of Amendment of Agreement among Certain Provincial Securities Regulatory Authorities in respect of the Ownership and Licensing of the Intellectual Property Comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems) to Extend Scope to New CSA National Systems 5423
1.1.2 CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments 5428
1.2 Notices of Hearing 5435
1.2.1 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza – s. 127(8) 5435
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5436
1.4.1 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza 5436
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5437
2.1 Decisions 5437
2.1.1 Chou Associates Management Inc. and The Chou Associates Fund 5437
2.2 Orders 5440
2.2.1 Katanga Mining Limited 5440
2.2.2 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza – ss. 127(1), 127(5) 5441
2.2.3 Loomis, Sayles & Company, L.P. – ss. 78(1), 80 of the CFA 5442
2.2.4 The Stars Group Inc. – s. 1(6) of the OBCA 5452
2.2.5 Harvest Operations Corp. 5453
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5457
3.1 OSC Decisions (nil)
3.2 Director's Decisions 5457
3.2.1 Ramzee Tams – s. 31 5457
Chapter 4 Cease Trading Orders 5461
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5461
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5461
4.2.2 Outstanding Management & Insider Cease Trading Orders 5461
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 5463
6.1.1 CSA Consultation Paper 25-402 – Consultation on the Self-Regulatory Organization Framework 5463
Chapter 7 Insider Reporting 5495
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5553
Chapter 12 Registrations 5561
12.1.1 Registrants 5561
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information 5563
25.1 Exemptions 5563
25.1.1 Evolution Mentor Capital Inc. and Pasqualino (Patrick) Michael Mazza – ss. 127(8), 127(1) 5563
25.2 Consents 5565
25.2.1 Integra Resources Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA 5565
Index 5567