Securities Law & Instruments

OSC Bulletin Volume 43, Issue 25 (June 18, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5065
1.1 Notices 5065
1.1.1 Notice of Ministerial Approval of Amendments to National Instrument 24-102 Clearing Agency Requirements 5065
1.1.2 CSA Notice of Approval – Amendments to National Instrument 21-101 Marketplace Operation and Changes to Companion Policy 21-101CP Marketplace Operation 5066
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5168
1.4.1 0984750 B.C. Ltd. et al. 5168
1.4.2 Jonathan Cartu et al. 5168
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5169
2.1 Decisions 5169
2.1.1 Slate Office REIT and BMO Nesbitt Burns Inc. 5169
2.1.2 Algonquin Power & Utilities Corp. – s. 5.1 of OSC Rule 48-501 5175
2.1.3 Slate Retail REIT and BMO Nesbitt Burns Inc. 5179
2.1.4 CI Investments Inc. et al. 5185
2.2 Orders 5191
2.2.1 0984750 B.C. Ltd. et al. – s. 17(1) 5191
2.2.2 Jonathan Cartu et al. 5191
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5193
3.1 OSC Decisions (nil)
3.2 Director's Decisions 5193
3.2.1 PACE Securities Corp. 5193
Chapter 4 Cease Trading Orders 5195
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5195
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5195
4.2.2 Outstanding Management & Insider Cease Trading Orders 5195
Chapter 5 Rules and Policies

5197

5.1.1 Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102CP Clearing Agency Requirements 5197
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5217
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5289
Chapter 12 Registrations 5297
12.1.1 Registrants 5297
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5299
13.1 SROs 5299
13.1.1 Investment Industry Regulatory Organization of Canada (IIROC) – Housekeeping Amendments to Dealer Member Rule 200.2 and Equivalent IIROC Rule on Trade-Confirmation Suppression Requirements – Notice of Commission Deemed Approval 5299
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 5301