Securities Law & Instruments

OSC Bulletin Volume 43, Issue 22 (May 28, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4433
1.1 Notices 4433
1.1.1 OSC Notice of General Order – Ontario Instrument 51-505 Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020 4433
1.1.2 OSC Notice of General Order – Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the Period from June 2 to September 30, 2020 4434
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 4435
1.3.1 Aurelio Marrone – ss. 127(1), 127.1 4435
1.4 Notices from the Office of the Secretary 4435
1.4.1 Paramount Equity Financial Corporation et al. 4439
1.4.2 Joseph Debus 4439
1.4.3 Aurelio Marrone 4440
1.4.4 Sean Daley and Kevin Wilkerson 4440
1.4.5 Sean Daley et al. 4441
1.4.6 Money Gate Mortgage Investment Corporation et al. 4441
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4443
2.1 Decisions 4443
2.1.1 Waratah Capital Advisors Ltd. and Waratah Alternative ESG Fund 4443
2.1.2 NCM Asset Management Ltd. 4447
2.1.3 IMAX Corporation 4452
2.1.4 Hamilton Capital Partners Inc. et al. 4456
2.2 Orders 4460
2.2.1 Ontario Instrument 51-505 Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020 4443
2.2.2

Ontario Instrument 81-505 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the Period from June 2 to September 30, 2020

4447
2.2.3 The Stars Group Inc. 4472
2.2.4 Sean Daley and Kevin Wilkerson – ss. 127, 127.1        4473
2.2.5 Sean Daley et al. – ss. 127(8), 127(1) 4473
2.2.6 Otis Gold Corp 4474
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4475
3.1 OSC Decisions 4475
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 4483
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4483
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4483
4.2.2 Outstanding Management & Insider Cease Trading Orders 4483
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4485
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4549
Chapter 12 Registrations 4557
12.1.1 Registrants 4557
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 4559