Securities Law & Instruments

OSC Bulletin Volume 43, Issue 20 (May 14, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4187
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.3.1 Jonathan Cartu et al. – ss. 127(1), 127.1 4187
1.4 Notices from the Office of the Secretary 4192
1.4.1 Jonathan Cartu et al. 4192
1.4.2 Joseph Debus 4192
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4193
2.1 Decisions 4193
2.1.1 Brandes Investment Partners & Co. et al 4193
2.1.2 HSBC Global Asset Management (Canada) Limited and HSBC Mortgage Fund 4199
2.2 Orders 4203
2.1.1 Advantage Lithium Corp 4203
2.1.2 Joseph Debus 4204
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 4205
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4205
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4205
4.2.2 Outstanding Management & Insider Cease Trading Orders 4205
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4207
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4291
Chapter 12 Registrations 4297
12.1.1 Registrants 4297
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4299
13.1 SROs (nil)
13.2 Marketplaces 4299
13.2.1 Toronto Stock Exchange – Notice of Housekeeping Amendment to the Toronto Stock Exchange Rule Book 4299
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 4301