Securities Law & Instruments

OSC Bulletin Volume 43, Issue 19 (May 7, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4041
1.1 Notices 4041
1.1.1 CSA Staff Notice 51-360 (Updated) Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to COVID-19 4041
1.1.2 OSC Notice of General Order – Ontario Instrument 51-504 Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials 4050
1.2 Notices of Hearing 4051
1.2.1 Canada Cannabis Corporation et al. – s. 144 4051
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 4052
1.4.1 MOAG Copper Gold Resources Inc. et al. 4052
1.4.2 Canada Cannabis Corporation et al. 4052
1.4.3 David Randall Miller 4053
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4055
2.1 Decisions 4055
2.1.1 Lysander Funds Limited and Lysander-Canso Credit Opportunities Fund 4055
2.1.2 Supreme Cannabis Company, Inc. and BMO Nesbitt Burns Inc. 4058
2.1.3 Sustainable Infrastructure Dividend Fund 4064
2.1.4 Lysander Funds Limited 4066
2.1.5 Wellington Square Capital Partners Inc. and Wellington Square Advisors Inc. 4074
2.1.6 Organigram Holdings Inc. et al. 4079
2.2 Orders 4086
2.2.1 MOAG Copper Gold Resources Inc. et al. 4086
2.2.2 David Randall Miller 4086
2.2.3 Ontario Instrument 51-504 Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials 4087
2.2.4 Pattern Energy Group Inc. 4090
2.2.5 SAIS Limited 4095
2.2.6 Strad Inc. 4096
2.2.7 Chinook Energy Inc. 4097
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4099
3.1 OSC Decisions (nil)
3.2 Director's Decisions 4099
3.2.1 Trevor Rosborough 4099
Chapter 4 Cease Trading Orders 4107
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4107
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4107
4.2.2 Outstanding Management & Insider Cease Trading Orders 4107
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4109
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4173
Chapter 12 Registrations 4181
12.1.1 Registrants 4181
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4183
13.1 SROs 4183
13.1.1 Mutual Fund Dealers Association of Canada (MFDA) – Amendments to MFDA By-law No. 1 Sections 1 (Definitions) and 22 (Investigatory Powers) – Notice of Commission Approval 4183
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 4185