Securities Law & Instruments

OSC Bulletin Volume 43, Issue 18 (April 30, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3929
1.1 Notices 3929
1.2 Notices of Hearing (nil)
1.1.1 OSC Notice 11-788 – Statement of Priorities – Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2021 3929
1.1.2

Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board – Notice of Coming into Effect

3930
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 3931
1.4.1 Canada Cannabis Corporation et al. 3931
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3933
2.1 Decisions 5431
2.1.1 Wheaton Precious Metals Corp. et al. 3933
2.1.2 Sun Life Global Investments (Canada) Inc. 3940
2.1.3 Brookfield Infrastructure Corporation and Brookfield Asset Management Inc. 3948
2.1.4 Priviti Capital Corporation 3955
2.2 Orders 5460
2.2.1 Canada Cannabis Corporation et al. 3959
2.2.2 State Street Global Markets International Limited – s. 147 3960
2.2.3 Golden Queen Mining Consolidated Ltd. 3971
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3973
3.1 OSC Decisions (nil)
3.2 Director's Decisions 3973
3.2.1 Michael Forsey 3973
Chapter 4 Cease Trading Orders 3977
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3977
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3977
4.2.2 Outstanding Management & Insider Cease Trading Orders 3977
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3979
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4029
Chapter 12 Registrations 4037
12.1.1 Registrants 4037
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index

4039