Securities Law & Instruments

OSC Bulletin Volume 43, Issue 17 (April 23, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3821
1.1 Notices 3821
1.1.1 OSC Notice of General Order – Ontario Instrument 13-504 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees 3821
1.1.2 OSC Notice of General Order – Ontario Instrument 13-505 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees 3822
1.1.3 OSC Notice of General Order – Ontario Instrument 81-504 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities 3823
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 3825
1.4.1 MOAG Copper Gold Resources Inc. et al. 3825
1.4.2 Solar Income Fund Inc. et al. 3825
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3827
2.1 Decisions 3827
2.1.1 Horizon North Logistics Inc. 3827
2.1.2 Goodman & Company, Investment Counsel Inc. and CMP 2020 Resource Limited Partnership 3830
2.1.3 I.G. Investment Management, Ltd. 3834
2.1.4 Counsel Portfolio Services Inc. and Mackenzie Financial Corporation 3837
2.1.5 RBC Global Asset Management Inc. 3840
2.2 Orders 3843
2.2.1 Portage Biotech Inc. 3843
2.2.2 Park Lawn Company Limited 3845
2.2.3 Ontario Instrument 13-504 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-502 Fees 3847
2.2.4 Ontario Instrument 13-505 Temporary Relief from Accrual of Late Fees Charged under Ontario Securities Commission Rule 13-503 (Commodity Futures Act) Fees 3849
2.2.5 Ontario Instrument 81-504 Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities 3851
2.2.6 Solar Income Fund Inc. et al. 3855
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3857
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3857
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3857
4.2.2 Outstanding Management & Insider Cease Trading Orders 3857
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3859
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3913
Chapter 12 Registrations 3917
12.1.1 Registrants 3917
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3919
13.1 SROs 3919
13.1.1 Investment Industry Regulatory Organization of Canada (IIROC) – Revised Implementation Date of the IIROC Dealer Member Plain Language Rule Book – Update Notice 3919
13.2 Marketplaces 3920
13.2.1 Nasdaq CXC Limited – Notice of Proposed Changes and Request for Comment 3920
13.2.2 Instinet Canada Cross – Notice of Approval – ICX Trading System 3926
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 3927