Securities Law & Instruments

OSC Bulletin Volume 42, Issue 15 (April 9, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3427
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 3247
1.4.1 Buffalo Grand Hotel Inc. et al. 3427
1.4.2 Money Gate Mortgage Investment Corporation et al. 3427
1.4.3 First Global Data Ltd. et al. 3428
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings

3429

2.1 Decisions 3429
2.1.1 B2C2 OTC Ltd 3429
2.1.2 Starlight Investments Capital LP 3435
2.1.3 NCM Asset Management Ltd. et al. 3441
2.2 Orders 3446
2.2.1 Strongco Corporation – s. 1(6) of the OBCA 3446
2.2.2 Buffalo Grand Hotel Inc. et al. – ss. 127(8), 127(1) 3447
2.2.3 Money Gate Mortgage Investment Corporation et al. 3447
2.2.4 First Global Data Ltd. et al. 3448
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3449
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3449
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3449
4.2.2 Outstanding Management & Insider Cease Trading Orders 3449
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3451
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3623
Chapter 12 Registrations 3627
12.1.1 Registrants 3627
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 3629
13.1 SROs (nil)
13.1.1 Mutual Fund Dealers Association of Canada (MFDA) – Proposed Amendments to MFDA Rule 1.1.2 (Compliance by Approved Persons) – Extension of Request for Comment 3629
13.2 Marketplaces 5561
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 3631