Securities Law & Instruments

OSC Bulletin Volume 43, Issue 14 (April 2, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 3267
1.1 Notices (nil)
1.2 Notices of Hearing 3267
1.2.1 Buffalo Grand Hotel Inc. et al. – s. 127(8) 3267
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 3268
1.4.1 VRK Forex & Investments Inc. and Radhakrishna Namburi 3268
1.4.2 Buffalo Grand Hotel Inc. et al. 3268
1.4.3 Matthew John Hamilton 3269
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 3271
2.1 Decisions 3271
2.1.1 National Bank Investments Inc. 3271
2.1.2 Ultra Petroleum Corp. 3275
2.1.3 I.G. Investment Management, Ltd. 3280
2.1.4 Venator Capital Management Ltd. and Venator Income Fund 3283
2.1.5 Venator Capital Management Ltd. and Venator Income Fund 3286
2.2 Orders 3289
2.2.1 VRK Forex & Investments Inc. and Radhakrishna Namburi – ss. 127, 127.1 3289
2.2.2 Hudson’s Bay Company 3289
2.2.3 Matthew John Hamilton – ss. 127(1), 127(10) 3290
2.2.4 Continental Gold Inc. – s. 1(6) of the OBCA 3291
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3293
3.1 OSC Decisions 3293
3.1.1 Matthew John Hamilton – ss. 127(1), 127(10) 3293
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3299
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 3299
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 3299
4.2.2 Outstanding Management & Insider Cease Trading Orders 3299
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3301
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3419
Chapter 12 Registrations 3423
12.1.1 Registrants 3423
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 3425