Securities Law & Instruments

OSC Bulletin Volume 43, Issue 13 (March 26, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 2981
1.1 Notices 2981
1.1.1 Ontario Instrument 25-502 Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Ontario – Notice of General Order 2981
1.1.2 Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds – Notice of General Order 2982
1.1.3 Ontario Instrument 31-510 Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and Unregistered Capital Markets Participants – Notice of General Order 2983
1.1.4 Ontario Instrument 51-502 Temporary Exemption from Certain Corporate Finance Requirements –Notice of General Order 2984
1.2 Notices of Hearing

(nil)

1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 2985
1.4.1 Issam El-Bouji et al. 2985
1.4.2 Update on Proceedings Before the Ontario Securities Commission Tribunal 2985
1.4.3 Money Gate Mortgage Investment et at. 2986
1.4.4 Joseph Debus 2986
1.4.5 Sean Daley et al. 2987
1.4.6 Sean Daley and Kevin Wilkerson 2987
1.4.7 Paramount Equity Financial Corporation et al. 2988
1.4.8 Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam 2988
1.4.9 Buffalo Grand Hotel Inc. et al. 2989
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 2991
2.1 Decisions 5431
2.1.1 Lysander Funds Limited and Canso Investment Counsel Ltd. 2991
2.1.2 National Bank Investments Inc. 2995
2.1.3 Agrifoods International Cooperative Ltd. 2998
2.1.4 CI Investments Inc. 3001
2.1.5 Brookfield Infrastructure Partners L.P. and Brookfield Infrastructure Corporation 3005
2.1.6 CI Investments Inc. 3011
2.2 Orders 3019
2.2.1 Continental Gold Inc. 3019
2.2.2 Granite Oil Corp. 3020
2.2.3 Sean Daley et al. – ss. 127(8), 127(1) 3021
2.2.4 Sean Daley and Kevin Wilkerson 3021
2.2.5 Tralucent Asset Management Inc. 3022
2.2.6 Paramount Equity Financial Corporation et al. 3026
2.2.7 Strongco Corporation 3026
2.2.8 Buffalo Grand Hotel Inc. et al. – ss. 127(1), 127(5) 3027
2.2.9 Ontario Instrument 25-502 Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in Ontario 3029
2.2.10 Ontario Instrument 81-503 Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds 3031
2.2.11 Ontario Instrument 31-510 Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and Unregistered Capital Markets Participants 3034
2.2.12 Ontario Instrument 51-502 Temporary Exemption from Certain Corporate Finance Requirements 3037
2.3 Orders with Related Settlement Agreements 3042
2.3.1 Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam – ss. 127, 127.1 3042
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 3053
3.1 OSC Decisions 3053
3.1.1 Issam El-Bouji et al. – ss. 127, 127.1 3053
3.1.2 Paramount Equity Financial Corporation et al. – s. 25.0.1(a) 3056
3.1.3 Kuber Mortgage Investment Corporation and Sutharsan Kunarathan – ss. 127, 127.1 3059
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 3061
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5465
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5465
4.2.2 Outstanding Management & Insider Cease Trading Orders 5465
Chapter 5 Rules and Policies

3063

5.1.1 Ontario Instrument 51-502 Temporary Exemption from Certain Corporate Finance RequirementsNational Instrument 24-101 Institutional Trade Matching and Settlement – Notice of Amendment 3063
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 3067
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 3255
Chapter 12 Registrations 5559
12.1.1 Registrants 5559
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5561
13.1 SROs (nil)
13.1.1 Mutual Fund Dealers Association of Canada (MFDA) – Proposed Amendment to MFDA Policy No. 9 Continuing Education (CE) Requirements – Request for Comment    3261
13.2 Marketplaces 5561
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions 949
Index 3781