Securities Law & Instruments

OSC Bulletin Volume 43, Issue 12 (March 19, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 2623
1.1 Notices 2623
1.1.1 Executive Director's Designation and Determination 2623
1.1.2 Paramount Equity Financial Corporation et al. – Notice of Withdrawal 2625
1.1.3 CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements 2627
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 2711
1.3.1 Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam – ss. 127, 127.1 2711
1.4 Notices from the Office of the Secretary 2714
1.4.1 Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam 2714
1.4.2 Paramount Equity Financial Corporation et al. 2714
1.4.3 Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam 2715
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 2717
2.1 Decisions 2717
2.1.1 Central 1 Credit Union 2717
2.1.2 CI Investments Inc. 2725
2.1.3 Brookfield Infrastructure Partners L.P. and Brookfield Infrastructure Corporation 2731
2.1.4 IA Clarington Investments Inc. 2738
2.1.5 Vision Capital Corporation and Vision Market Neutral Alternative Fund 2741
2.1.6 Portland Investment Counsel Inc. et al. 2747
2.1.7 Great Canadian Gaming Corporation 2752
2.1.8 CI Investments Inc. 2757
2.2 Orders 2762
2.2.1 GGO Gold Corp. (formerly Explor Resources Inc.) 2762
2.2.2 Paramount Equity Financial Corporation et al. 2764
2.2.3 Graham Capital Management, L.P. – s. 80 of the CFA 2777
2.2.4 Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam 2785
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 2786
2.4.1 BNP Paribas Securities India PVT. LTD. – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options 2786
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 2795
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2795
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2795
4.2.2 Outstanding Management & Insider Cease Trading Orders 2795
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2797
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2971
Chapter 12 Registrations 2977
12.1.1 Registrants 2977
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 2979