Securities Law & Instruments

OSC Bulletin Volume 43, Issue 41 (March 12, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 2385
1.1 Notices (nil)
1.2 Notices of Hearing 2385
1.2.1 Issam El-Bouji – ss. 127, 127.1 2385
1.3 Notices of Hearing with Related Statements of Allegations 2386
1.3.1 Global RESP Corporation and Global Growth Assets Inc. – ss. 127, 127.1 2386
1.4 Notices from the Office of the Secretary 2393
1.4.1 Money Gate Mortgage Investment Corporation et al. 2393
1.4.2 Issam El-Bouji 2393
1.4.3 Global RESP Corporation and Global Growth Assets Inc. 2394
1.4.4 Canada Cannabis Corporation et al. 2394
1.4.5 Paramount Equity Financial Corporation et al. 2395
1.4.6 Issam El-Bouji et al. 2395
1.5 Notices from the Office of the Secretary with Related Statements of Allegations

(nil)

Chapter 2 Decisions, Orders and Rulings 2397
2.1 Decisions 2397
2.1.1 Natixis Investment Managers Canada LP 2397
2.1.2 HSBC Global Asset Management (Canada) Limited 2403
2.1.3 Horizons ETFs Management (Canada) Inc. et al. 2408
2.1.4 MD Financial Management Inc. 2415
2.2 Orders 2418
2.2.1 VersaPay Corporation 2418
2.2.2 Horizons ETFS Management (Canada) Inc. et al. 2419
2.2.3 Money Gate Mortgage Investment Corporation et al. 2420
2.2.4 Posera Ltd. 2421
2.2.5 Canada Cannabis Corporation et al. 2422
2.2.6 Temple Hotels Inc. 2422
2.2.7 Intrinsyc Technologies Corporation 2423
2.3 Orders with Related Settlement Agreements 2425
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 2431
3.1 OSC Decisions

2431

3.1.1 Paramount Equity Financial Corporation et al. – Rule 29 of the OSC Rules of Procedure and Forms  2431
3.2 Director's Decisions 2435
3.2.1 RWS Capital Services Inc 2435
Chapter 4 Cease Trading Orders 2439
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 2439
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 2439
4.2.2 Outstanding Management & Insider Cease Trading Orders 2439
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 2441
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 2609
Chapter 12 Registrations 2615
12.1.1 Registrants 2615
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 2617
13.1 SROs (nil)
13.2 Marketplaces 2617
13.2.1 Canadian Securities Exchange – Housekeeping Amendment to Form 1A – Notice of Housekeeping Rule Amendment 2617
13.2.2 NASDAQ CXC Limited – Introduction of Broker Preferencing for Anonymous Orders on the CXD Trading Book 2618
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 2619