Securities Law & Instruments

OSC Bulletin Volume 43, Issue 09 (February 27, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 1729
1.1 Notices 1729
1.2 Notices of Hearing (nil)
1.1.1 Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Between the Ontario Securities Commission and the Canadian Public Accountability Board 1729 1729
1.1.2 Brent (BC) Participation S.À R.L. – Notice of Correction 1736
1.1.3 DTR LLC – Notice of Correction 1736
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5429
1.4.1 The Catalyst Capital Group Inc. et al. 1737
1.4.2 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. 1737
1.4.3 Joseph Debus 1738
1.5 Notices from the Office of the Secretary with Related Statements of Allegations 1737
Chapter 2 Decisions, Orders and Rulings 1739
2.1 Decisions 1739
2.1.1 Bruce Power L. P. 1739
2.1.2 Middlefield Global Real Asset Fund 1744
2.1.3 Guardian Capital LP 1746
2.1.4 Horizons ETFs Management (Canada) Inc. et al. 1751
2.1.5 Harvest Health & Recreation Inc. 1757
2.1.6 Lightspeed POS Inc. 1767
2.1.7 Manulife Investment Management Limited 1769
2.1.8 American Hotel Income Properties REIT LP 1772
2.2 Orders 5460
2.2.1 RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited – ss. 78(1), 80 of the CFA 1775
2.2.2 CannaRoyalty Corp. DBA Origin House – s. 1(6) of the OBCA 1779
2.2.3 Landry Investment Management Inc. et al. 1780
2.2.4 Paul Se Hui Oei and Canadian Manu Immigration & Financial Services Inc. 1782
2.2.5 Eurex Clearing AG – ss. 144, 147 1783
2.2.6 Joseph Debus 1792
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 1793
3.1 OSC Decisions 1793
3.1.1 The Catalyst Capital Group Inc. et al. – s. 127

1793

3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 1813
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1813
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1813
4.2.2 Outstanding Management & Insider Cease Trading Orders 1813
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1815
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1905
Chapter 12 Registrations 1911
12.1.1 Registrants

1911

Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 1913
13.1 SROs (nil)
13.3.1 Eurex Clearing AG – Application for Variation of Exemptive Relief – Notice of Commission Order

1913

13.2 Marketplaces (nil)
13.3 Clearing Agencies 1913
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 1915