Securities Law & Instruments

OSC Bulletin Volume 43, Issue 08 (February 20, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 1575
1.1 Notices 1575
1.1.1 Ontario Securities Commission Notice and Request for Comment – Proposed Ontario Securities Commission Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds and Proposed Companion Policy 81-502 to Ontario Securities Commission Rule 81-502 Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds and Related Consequential Amendments 1575
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 1594
1.4.1 Sean Daley and Kevin Wilkerson 1594
1.4.2 Sean Daley et al. 1594
1.4.3 MOAG Copper Gold Resources Inc. et al. 1595
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 1597
2.1 Decisions 1597
2.1.1 Brent (BC) Participation S.À R.L. 1597
2.1.2 DTR LLC 1600
2.1.3 Sun Life Global Investments (Canada) Inc. 1603
2.1.4 Organigram Holdings Inc. et al. 1606
2.1.5 Addenda Capital Inc. 1612
2.1.6 AGF Investments Inc. 1614
2.1.7 Ovintiv Inc. 1617
2.1.8 I.G. Investment Management, Ltd. 1621
2.2 Orders 1624
2.2.1 Intertain Group Limited 1624
2.2.2 Sean Daley et al. – ss. 127(8), 127(1) 1625
2.2.3 Detour Gold Corporation 1626
2.2.4 Cautivo Mining Inc. – s. 1(6) of the OBCA 1627
2.2.5 MOAG Copper Gold Resources Inc. et al. 1627
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 1629
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 1629
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 1629
4.2.2 Outstanding Management & Insider Cease Trading Orders 1629
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 1631
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 1719
Chapter 12 Registrations 1725
12.1.1 Registrants 1725
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 1727