Securities Law & Instruments

OSC Bulletin Volume 43, Issue 02 (January 9, 2020)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 353
1.1 Notices 353
1.1.1 Notice of Ministerial Approval of Co-Operation Agreement Concerning Innovative Fintech Businesses with the Monetary Authority of Singapore 353
1.1.2 CSA Consultation Paper 51-405 – Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers 354
1.1.3 Notice of Memorandum of Understanding Between the Minister of Finance and the Ontario Securities Commission 362
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 386
1.4.1 Donna Hutchinson et al. 386
1.4.2 Majd Kitmitto et al. 386
1.4.3 BDO Canada LLP 387
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 389
2.1 Decisions 389
2.1.1 CI Investments 389
2.1.2 McElvaine Investment Management Ltd. and The McElvaine Investment Trust 394
2.1.3 Horizons ETFS Management (Canada) Inc. et al. 399
2.1.4 CI Investments Inc. 401
2.1.5 Vision Capital Corporation and Vision Alternative Income Fund 406
2.1.6 EquiLend Canada Corp. 408
2.1.7 Contact Gold Corp. 412
2.1.8 Caldwell Investment Management Ltd. 415
2.1.9 R.J. O’Brien & Associates Canada Inc. 420
2.2 Orders 422
2.2.1 Dream Global Real Estate Investment Trust 422
2.2.2 Donna Hutchinson et al. – ss. 127(1), 127.1 423
2.2.3 Majd Kitmitto et al. 424
2.2.4 Mogo Finance Technology Inc. 424
2.2.5 NSR Resources Inc. 428
2.2.6 PKM Canada Limited 429
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 431
3.1 OSC Decisions 431
3.1.1 Donna Hutchinson et al. – ss. 127(1), 127.1 431
3.1.2 BDO Canada LLP 438
3.2 Director's Decisions 444
3.2.1 Ontario Wealth Management Corporation 444
Chapter 4 Cease Trading Orders 447
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 447
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 447
4.2.2 Outstanding Management & Insider Cease Trading Orders 447
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 449
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 611
Chapter 12 Registrations 613
12.1.1 Registrants 613
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 61