Securities Law & Instruments

OSC Bulletin Volume 42, Issue 48 (November 28, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 9103
1.1 Notices 9103
1.1.1 Notice of Memorandum of Understanding – Cooperation and the Exchange of Information Related to the Supervision of Regulated Entities Operating in Ontario and the Netherlands 9103
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 9112
1.3.1 Sean Daley and Kevin Wilkerson – ss. 127(1), 127.1 9112
1.3.2 VRK Forex & Investments Inc. and Radhakrishna Namburi – ss. 127(1), 127.1 9115
1.4 Notices from the Office of the Secretary 9119
1.4.1 Sean Daley and Kevin Wilkerson 9119
1.4.2 VRK Forex & Investments Inc. and Radhakrishna Namburi 9119
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 9121
2.1 Decisions 9121
2.1.1 National Bank Investments Inc. et al. 9121
2.1.2 Mackenzie Financial Corporation and Mackenzie Cundill US Class 9131
2.1.3 Baskin Financial Services Inc. 9136
2.1.4 NGAM Canada LP 9141
2.1.5 NGAM Canada LP 9148
2.1.6 Starlight U.S. Multi-Family (No. 1) Value-Add Fund 9156
2.2 Orders 9162
2.2.1 1212771 B.C. Ltd. (formerly Cobalt 27 Capital Corp.) 9162
2.2.2 AGT Foods and Ingredients Inc. – s. 1(6) of the OBCA 9163
2.2.3 Sun Life Global Investments (Canada) Inc. et al. – ss. 78(1), 80 of the CFA 9164
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 9169
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9169
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9169
4.2.2 Outstanding Management & Insider Cease Trading Orders 9169
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 9171
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9287
Chapter 12 Registrations 9293
12.1.1 Registrants 9293
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Exemptions (nil)
Index 9295