Securities Law & Instruments

OSC Bulletin Volume 41, Issue 38 (September 26, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 7783
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 7783
1.4.1 Sentry Investments Inc. and Sean Driscoll 7783
1.4.2 Sean Daley et al. 7783
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7785
2.1 Decisions 7785
2.1.1 Mackenzie Financial Corporation and Mackenzie China Bond Fund 7785
2.1.2 Ninepoint Partners LP 7789
2.1.3 Emera Incorporated et al. 7793
2.1.4 Digital Consumer Dividend Fund 7799
2.1.5 Royal Bank of Canada 7802
2.2 Orders 7809
2.2.1 Sentry Investments Inc. and Sean Driscoll – s. 144 7809
2.2.2 Sean Daley et al. – ss. 127(8), 127(1) 7810
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 7811
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7811
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7811
4.2.2 Outstanding Management & Insider Cease Trading Orders 7811
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7813
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7877
Chapter 12 Registrations 7883
12.1.1 Registrants 7883
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories

7883

13.1 SROs 7885
13.1.1 MFDA – Continuing Education Requirements for MFDA Members and their Approved Persons - Notice of Commission Approval 7885
13.2 Marketplaces 7886
13.2.1 Canadian Securities Exchange – System Functionality – Closing Price Session – Notice of Approval 7886
13.3 Clearing Agencies ((nil))
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 7887