Securities Law & Instruments

OSC Bulletin Volume 42, Issue 38 (September 19, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 7631
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 7631
1.3.1 Canada Cannabis Corporation et al. – ss. 127, 127.1 7631
1.4 Notices from the Office of the Secretary 7636
1.4.1 Canada Cannabis Corporation et al. 7636
1.5 Notices from the Office of the Secretary with Related Statements of Allegations 7637
1.5.1 BDO Canada LLP 7637
Chapter 2 Decisions, Orders and Rulings 7647
2.1 Decisions 7647
2.1.1 Fidelity Investments Canada ULC and Fidelity North American Directional Long Short Fund 7647
2.1.2 SEI Investments Canada Company 7651
2.2 Orders 7657
2.2.1 Carmanah Technologies Corporation 7657
2.2.2 Goldcorp Inc. 7659
2.2.3 Alexandria Minerals Corporation 7663
2.2.4 trueEX LLC – s. 144 7664
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 7665
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7665
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7665
4.2.2 Outstanding Management & Insider Cease Trading Orders 7665
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7667
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7767
Chapter 12 Registrations 7777
12.1.1 Registrants 7777
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 7779
13.1 SROs (nil)
13.2 Marketplaces 7779
13.2.1 Neo Exchange Inc. – Anonymous Broker Preferencing in NEO-D – Amendments to Trading Policies – Notice of Approval 7779
13.2.2 TriAct Canada Marketplace LP – Proposed Change to the MATCHNow Trading System – Notice of Approval 7779
13.2.3 trueEX LLC – Notice of Revocation Order 7780
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 7781