Securities Law & Instruments

OSC Bulletin Volume 41, Issue 35 (August 29, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 7027
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations 7027
1.3.1 Royal Bank of Canada – ss. 127, 127.1 7027
1.3.2 The Toronto-Dominion Bank – ss. 127, 127.1 7034
1.4 Notices from the Office of the Secretary 7041
1.4.1 Paramount Equity Financial Corporation, et al. 7041
1.4.2 Royal Bank of Canada 7041
1.4.3 The Toronto-Dominion Bank 7042
1.4.4 Joseph Debus 7042
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 7043
2.1 Decisions (nil)
2.2 Orders 7043
2.2.1 Paramount Equity Financial Corporation, et al. 7043
2.2.2 Quadron Cannatech Corporation 7044
2.2.3 Joseph Debus – s. 21.7 7045
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 7047
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7047
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7047
4.2.2 Outstanding Management & Insider Cease Trading Orders 7047
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7049
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings

7145

Chapter 12 Registrations 7151
12.1.1 Registrants 7151
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 7153
13.1 SROs 7153
13.2 Marketplaces (nil)
13.1.1 IIROC – Notice of Proposed Amendments Respecting Free Credit Cash Segregated in Trust for Clients – Request for Comment 7153
13.1.2 IIROC – Notice of Republication of Proposed Amendments to Dealer Member Rules and Form 1 Regarding the Securities Concentration Test and Designated Rating Organizations – Request for Comment 7154
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 7155