Securities Law & Instruments

OSC Bulletin Volume 41, Issue 28 (July 11, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5885
1.1 Notices 5885
1.1.1 Notice of Ministerial Approval of the Administrative Arrangement for the Transfer of Personal Data with EEA Authorities 5885
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5429
1.4.1 Natural Bee Works Apiaries Inc. et al. 5886
1.5.1 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5887
2.1 Decisions 5887
2.1.1 Manulife Asset Management Limited 5887
2.2 Orders

5901

2.2.1 Natural Bee Works Apiaries Inc. et al. 5901
2.2.1 Martello Technologies Group Inc. (formerly    Newcastle Energy Inc.) – s. 1(11)(b) 5901
2.2.1 BSM Technologies Inc. – s. 1(6) of the OBCA                5904
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5905
3.1 OSC Decisions 5905
3.1.1 Natural Bee Works Apiaries Inc. et al. – s. 127(1) 5905
3.2 Director's Decisions (nil)
3.3 Court Decisions (nil)
Chapter 4 Cease Trading Orders 5927
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5927
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5927
4.2.2 Outstanding Management & Insider Cease Trading Orders 5927
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments 5929
Chapter 7 Insider Reporting 5467
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6081
Chapter 12 Registrations 5559
12.1.1 Registrants 6091
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 6093
13.1 SROs (nil)
13.1.1 Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendment to IIROC By-Law No. 1 section 5.3(2) (Director Term Limits) – Notice of Commission Approval 6093
13.1.2 Investment Industry Regulatory Organization of Canada (IIROC) – Notice of Proposed Amendments Respecting Client Identifiers for Reportable Debt Transactions – Request for Comment 6093
13.1.3 Investment Industry Regulatory Organization of Canada (IIROC) – Proposed Amendments to Continuing Education Requirements – Request for Comment 6094
13.2 Marketplaces 6094
13.2.1 Nasdaq CXC Limited – Introduction of Midpoint Extended Life Orders – Notice of Approval                 6094
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 6095