OSC Bulletin Volume 42, Issue 27(July 4, 2019)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | 5723 | |
| 1.1 | Notices | (nil) |
| 1.2 | Notices of Hearing | (nil) |
| 1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
| 1.4 | Notices from the Office of the Secretary | 5723 |
| 1.4.1 | David Michael Michaels | 5723 |
| 1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | 5725 | |
| 2.1 | Decisions | 5725 |
| 2.1.1 | I.G. Investment Management, Ltd. | 5725 |
| 2.1.2 | Picton Mahoney Asset Management | 5727 |
| 2.1.3 | Picton Mahoney Asset Management | 5731 |
| 2.1.4 | RBC Dominion Securities Inc. et al. | 5736 |
| 2.1.5 | Stewards Canada | 5741 |
| 2.1.6 | XPEL, Inc. | 5745 |
| 2.1.7 | Hudson’s Bay Company | 5748 |
| 2.2 | Orders | 5751 |
| 2.2.1 | Gluskin Sheff + Associates Inc. – s. 1(6) of the OBCA | 5751 |
| 2.2.2 | David Michael Michaels – ss. 127(1), 127(10) | 5752 |
| 2.2.3 | Global Resource Champions Split Corp. – s. 1(6) of the OBCA | 5752 |
| 2.2.4 | Bloomberg Trading Facility Limited – s. 144 | 5753 |
| 2.2.5 | BSM Technologies Inc. | 5754 |
| 2.3 | Orders with Related Settlement Agreements | (nil) |
| 2.4 | Rulings | (nil) |
| Chapter 3 Reasons: Decisions, Orders and Rulings | 5757 | |
| 3.1 | OSC Decisions | 5757 |
| 3.1.1 | David Michael Michaels – ss. 127(1),127(10) | 5757 |
| 3.2 | Director's Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 5763 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 5763 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 5763 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 5763 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 5765 | |
| Chapter 9 Legislation | (nil) | |
| Chapter 11 IPOs, New Issues and Secondary Financings | 5861 | |
| Chapter 12 Registrations | 5871 | |
| 12.1.1 | Registrants | 5871 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 5873 | |
| 13.1 | SROs | (nil) |
| 13.2 | Marketplaces | 5873 |
| 13.2.1 | Toronto Stock Exchange – Housekeeping Amendments to the Rules of Toronto Stock Exchange – Notice of Housekeeping Rule Amendments | 5873 |
| 13.2.2 | Alpha Exchange Inc. – Housekeeping Amendment to the Rules of Alpha Exchange Inc. – Notice of Housekeeping Rule Amendment | 5877 |
| 13.2.3 | Bloomberg Trading Facility Limited – Notice of Commission Order | 5879 |
| 13.2.4 | NEO Exchange Inc. – Proposed Public Interest Rule Amendments to NEO’s Trading Policies Adding Anonymous Broker Preferencing in NEO-D – Trading Notice | 5880 |
| 13.3 | Clearing Agencies | (nil) |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | (nil) | |
| Index | 5883 | |