Securities Law & Instruments

OSC Bulletin Volume 42, Issue 25 (June 20, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5421
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5421
1.4.1 BDO Canada LLP 5421
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5423
2.1 Decisions 5423
2.1.1 BRP Inc. 5423
2.1.2 Portland Investment Counsel Inc. 5428
2.1.3 CI Investments Inc. 5434
2.1.4 Mackenzie Financial Corporation et al. 5437
2.1.5 BMO Asset Management Inc. 5442
2.2 Orders 5449
2.2.1 BDO Canada LLP 5449
2.2.2 360 Treasury Systems AG – s. 147 5450
2.2.3 PharmaCielo Ltd. – s. 1(11)(b) 5460
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions (nil)
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 5463
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5463
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5463
4.2.2 Outstanding Management & Insider Cease Trading Orders 5463
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5465
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5539
Chapter 12 Registrations 5545
12.1.1 Registrants 5545
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5547
13.1 SROs (nil)
13.2 Marketplaces 5547
13.2.1 TSX Inc. – Enhancement of ‘Seek Dark Liquidity’ Functionality – Notice of Withdrawal 5547
13.2.2 360 Treasury Systems AG – Application for Exemptive Relief – Notice of Commission Order 5548
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 5549