OSC Bulletin Volume 42, Issue 25 (June 20, 2019)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
Chapter 1 Notices / News Releases | 5421 | |
1.1 | Notices | (nil) |
1.2 | Notices of Hearing | (nil) |
1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
1.4 | Notices from the Office of the Secretary | 5421 |
1.4.1 | BDO Canada LLP | 5421 |
1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
Chapter 2 Decisions, Orders and Rulings | 5423 | |
2.1 | Decisions | 5423 |
2.1.1 | BRP Inc. | 5423 |
2.1.2 | Portland Investment Counsel Inc. | 5428 |
2.1.3 | CI Investments Inc. | 5434 |
2.1.4 | Mackenzie Financial Corporation et al. | 5437 |
2.1.5 | BMO Asset Management Inc. | 5442 |
2.2 | Orders | 5449 |
2.2.1 | BDO Canada LLP | 5449 |
2.2.2 | 360 Treasury Systems AG – s. 147 | 5450 |
2.2.3 | PharmaCielo Ltd. – s. 1(11)(b) | 5460 |
2.3 | Orders with Related Settlement Agreements | (nil) |
2.4 | Rulings | (nil) |
Chapter 3 Reasons: Decisions, Orders and Rulings | (nil) | |
3.1 | OSC Decisions | (nil) |
3.2 | Director's Decisions | (nil) |
Chapter 4 Cease Trading Orders | 5463 | |
4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 5463 |
4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 5463 |
4.2.2 | Outstanding Management & Insider Cease Trading Orders | 5463 |
Chapter 5 Rules and Policies |
(nil) |
|
Chapter 6 Request for Comments | (nil) | |
Chapter 7 Insider Reporting | 5465 | |
Chapter 9 Legislation | (nil) | |
Chapter 11 IPOs, New Issues and Secondary Financings | 5539 | |
Chapter 12 Registrations | 5545 | |
12.1.1 | Registrants | 5545 |
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 5547 | |
13.1 | SROs | (nil) |
13.2 | Marketplaces | 5547 |
13.2.1 | TSX Inc. – Enhancement of ‘Seek Dark Liquidity’ Functionality – Notice of Withdrawal | 5547 |
13.2.2 | 360 Treasury Systems AG – Application for Exemptive Relief – Notice of Commission Order | 5548 |
13.3 | Clearing Agencies | (nil) |
13.4 | Trade Repositories | (nil) |
Chapter 25 Other Information | (nil) | |
Index | 5549 |