Industry

OSC Bulletin Volume 42, Issue 24 (June 13, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 5165
1.1 Notices 5165
1.1.1 Notice of Amendments – Bill 100 5165
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 Notices from the Office of the Secretary 5166
1.4.1 Issam El-Bouji 5166
1.4.2 Issam El-Bouji 5166
1.4.3 BDO Canada LLP 5167
1.4.4 MOAG Copper Gold Resources Inc. et al. 5167
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 5169
2.1 Decisions 5169
2.1.1 Granite Real Estate Investment Trust and Granite REIT Inc. 5169
2.1.2 Brandes Investment Partners & Co. 5174
2.1.3 TD Securities Inc. 5177
2.2 Orders 5181
2.2.1 TMX Group Limited et al. — ss. 21, 144 5181
2.2.2 MOAG Copper Gold Resources Inc. et al. 5223
2.2.3 Refinitiv Multilateral Trading Facility – s. 147 5224
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 5225
2.4.1 TJM Institutional Services LLC – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options 5225
2.4.2 TD Securities Inc. – s. 38(1) of the CFA 5235
Chapter 3 Reasons: Decisions, Orders and Rulings 5239
3.1 OSC Decisions 5239
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 5247
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5247
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5247
4.2.2 Outstanding Management & Insider Cease Trading Orders 5247
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5249
Chapter 9 Legislation 5405
9.1.1 Bill 100, the Protecting What Matters Most Act (Budget Measures), 2019 5405
Chapter 11 IPOs, New Issues and Secondary Financings 5407
Chapter 12 Registrations 5413
12.1.1 Registrants 5559
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 5415
13.1 SROs (nil)
13.2 Marketplaces 5415
13.2.1 Nasdaq CXC Limited — Notice of Proposed Changes and Request for Comment               5415
13.2.2 Refinitiv Multilateral Trading Facility - Application for Exemptive Relief - Notice of Variation of Commission Interim 5418
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 5419