Securities Law & Instruments

OSC Bulletin Volume 42, Issue 22 (May 30, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4755
1.1 Notices 4755
1.1.1 Northwest & Ethical Investments L.P. et al. – Notice of Correction 4755
1.1.2 Paramount Equity Financial Corporation et al. – Notice of Withdrawal 4759
1.2 Notices of Hearing (nil)
1.3 Notices of Hearing with Related Statements of Allegations (nil)
1.4 News Releases (nil)
1.4.1 Martin Bernholtz 4760
1.4.2 Joseph Debus 4760
1.4.3 Paramount Equity Financial Corporation et al. 4761
1.4.4 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership 4761
1.4.5 Issam El-Bouji 4762
1.4.6 Paramount Equity Financial Corporation et al. 4762
1.5 Notices from the Office of the Secretary 4760
1.6 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4763
2.1 Decisions 4763
2.1.1 ZED Network Inc. 4763
2.1.2 V.F. Corporation 4770
2.1.3 Caldwell Investment Management Ltd. 4773
2.1.4 Mount Logan Capital Inc. 4777
2.1.5 AGF Investments Inc. 4781
2.1.6 Ninepoint Partners LP et al. 4790
2.1.7 Picton Mahoney Asset Management 4795
2.1.8 Connor, Clark & Lunn Funds Inc. et al. 4802
2.2 Orders 4803
2.2.1 Joseph Debus 4803
2.2.2 Big 8 Split Inc. – s. 1(6) of the OBCA 4804
2.2.3 Paramount Equity Financial Corporation et al. 4805
2.2.4 Issam El-Bouji 4819
2.2.5 Acreage Holdings, Inc. – s. 9.1 of National Instrument 61-101 Protection of Minority Security Holders in Special Transactions 4820
2.2.6 Semafo (Holding) Limited (formerly Savary Gold Corp.) 4824
2.2.7 SDX Energy Inc. 4826
2.3 Orders with Related Settlement Agreements 4828
2.3.1 Martin Bernholtz – ss. 127, 127.1 4828
2.4 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 4835
3.1 OSC Decisions 4835
3.1.1 Martin Bernholtz – ss. 127, 127.1 4835
3.1.2 Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership – s. 127(8) 4837
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 4839
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4839
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4839
4.2.2 Outstanding Management & Insider Cease Trading Orders 4839
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4841
Chapter 9 Legislation

(nil)

Chapter 11 IPOs, New Issues and Secondary Financings 4949
Chapter 12 Registrations 4955
12.1.1 Registrants 4955
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4957
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 4957
13.3.1 CDCC – Proposed Amendments to Rule C-14 to Modify the Delivery Standards of the Five-Year Government of Canada
13.4 Trade Repositories (nil)
Chapter 25 Other Information 4959
25.1 Approvals 4959
25.1.1 Sigma Analysis & Management Ltd. – s. 213(3)(b) of the LTCA 4959
Index 4961