Securities Law & Instruments

OSC Bulletin Volume 42, Issue 21 (May 23, 2019)

(published weekly on behalf of the OSC by Carswell)

Table of Contents

 
Chapter 1 Notices / News Releases 4595
1.1 Notices (nil)
1.2 Notices of Hearing 4595
1.2.1 Martin Bernholtz – ss. 127, 127.1 4595
1.3 Notices of Hearing with Related Statements of Allegations 4596
1.3.1 David Michael Michaels – ss. 127, 127(10) 4596
1.4 Notices from the Office of the Secretary 4600
1.4.1 David Michael Michaels 4600
1.4.2 Money Gate Mortgage Investment Corporation et al. 4600
1.4.3 Shane David Yawrenko and Umbrella Merchant Services Inc. 4601
1.4.4 3iQ Corp. and The Bitcoin Fund 4601
1.4.5 Martin Bernholtz 4602
1.5 Notices from the Office of the Secretary with Related Statements of Allegations (nil)
Chapter 2 Decisions, Orders and Rulings 4603
2.1 Decisions 4603
2.1.1 Brandes Investment Partners & Co. et al. 4603
2.1.2 Getchell Gold Corporation 4609
2.2 Orders 4612
2.2.1 Solium Capital Inc. 4612
2.2.2 Shane David Yawrenko and Umbrella Merchant Services Inc. – ss. 127(1), 127(10) 4614
2.2.3 Hess Corporation – s. 1(10)(a)(ii) 4615
2.3 Orders with Related Settlement Agreements (nil)
2.4 Rulings 4618
2.4.1 PVM Futures, Inc. – s. 38 of the CFA and s. 6.1 of OSC Rule 91-502 Trades in Recognized Options 4618
Chapter 3 Reasons: Decisions, Orders and Rulings 4629
3.1 OSC Decisions 4629
3.1.1 Shane David Yawrenko and Umbrella Merchant Services Inc. – ss. 127(1), 127(10) 4629
3.2 Director's Decisions (nil)
Chapter 4 Cease Trading Orders 4633
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 4633
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 4633
4.2.2 Outstanding Management & Insider Cease Trading Orders 4633
Chapter 5 Rules and Policies

(nil)

Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 4635
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 4737
Chapter 12 Registrations 4745
12.1.1 Registrants 4745
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories 4747
13.1 SROs (nil)
13.2 Marketplaces 4747
13.2.1 Canadian Securities Exchange – System Functionality – GMF Start Time – Notice of Approval 4747
13.2.2 TSX – Notice of Housekeeping Rule Amendment to the TSX Company Manual 4748
13.3 Clearing Agencies (nil)
13.4 Trade Repositories 4751
13.4.1 CME – Approval to Act as a Trade Repository in Ontario to Which Reporting Counterparties Can Report Trades in the Equity Asset Class – Notice of Commission Approval 4751
Chapter 25 Other Information (nil)
Index 4753