Chapter 1 Notices / News Releases |
2521 |
1.1 |
Notices |
2521 |
1.1.1 |
CSA Staff Notice 21-325 Follow-up on Marketplace Systems Incidents |
2521 |
1.1.2 |
CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents |
2524 |
1.2 |
Notices of Hearing |
(nil) |
1.3 |
Notices of Hearing with Related Statements of Allegations |
(nil) |
1.4 |
Notices from the Office of the Secretary |
2531 |
1.4.1 |
Anson Advisors Inc. and Ewing Morris & Co. Investment Partners Ltd. |
2531 |
1.5 |
Notices from the Office of the Secretary with Related Statements of Allegations |
(nil) |
Chapter 2 Decisions, Orders and Rulings |
2533 |
2.1 |
Decisions |
2533 |
2.1.1 |
Great-West Lifeco Inc. |
2533 |
2.1.2 |
Industrial Alliance Investment Management Inc. and IA Investment Counsel Inc. |
2538 |
2.1.3 |
Integrity Gaming ULC |
2541 |
2.1.4 |
TD Asset Management Inc. |
2543 |
2.1.5 |
Cansortium Inc. |
2551 |
2.1.6 |
Children’s Education Funds Inc. et al. |
2557 |
2.1.7 |
Arrow Capital Management Inc. and Exemplar Leaders Fund |
2559 |
2.1.8 |
Russell Investments Canada Limited |
2564 |
2.2 |
Orders |
2569 |
2.2.1 |
Brompton Corp. |
2569 |
2.2.2 |
Brompton Corp. – s. 1(6) of the OBCA |
2571 |
2.2.3 |
Anson Advisors Inc. and Ewing Morris & Co. Investment Partners Ltd. |
2572 |
2.3 |
Orders with Related Settlement Agreements |
(nil) |
2.4 |
Rulings |
(nil) |
Chapter 3 Reasons: Decisions, Orders and Rulings |
(nil) |
3.1 |
OSC Decisions |
(nil) |
3.2 |
Director's Decisions |
(nil) |
3.3 |
Court Decisions |
(nil) |
Chapter 4 Cease Trading Orders |
2575 |
4.1.1 |
Temporary, Permanent & Rescinding Issuer Cease Trading Orders |
2575 |
4.2.1 |
Temporary, Permanent & Rescinding Management Cease Trade Orders |
2575 |
4.2.2 |
Outstanding Management & Insider Cease Trading Orders |
2575 |
Chapter 5 Rules and Policies |
(nil)
|
Chapter 6 Request for Comments |
2577 |
6.1.1 |
Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market |
2577 |
6.1.2 |
CSA Second Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations |
2607 |
Chapter 7 Insider Reporting |
2643 |
Chapter 9 Legislation |
(nil) |
Chapter 11 IPOs, New Issues and Secondary Financings |
2785 |
Chapter 12 Registrations |
2791 |
12.1.1 |
Registrants |
2791 |
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories |
(nil) |
13.1 |
SROs |
(nil) |
13.2 |
Marketplaces |
(nil) |
13.3 |
Clearing Agencies |
(nil) |
13.4 |
Trade Repositories |
(nil) |
Chapter 25 Other Information |
2793 |
25.1 |
Exemptions |
2793 |
25.1.1 |
Fire & Flower Holdings Corp. (formerly known as “Cinaport Acquisition Corp. II”) – s. 4(b) of Ont. Reg. 289/00 under the OBCA |
2793 |
Index |
|
2795 |