OSC Bulletin Volume 42, Issue 06 (February 7, 2019)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
Chapter 1 Notices / News Releases | 1111 | |
1.1 | Notices | 1111 |
1.1.1 | CSA Staff Notice 45-325 Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts | 1111 |
1.1.2 | Notice of Ministerial Approval of Arrangements Regarding the Access, Collection, Storage and Use of Derivatives Data | 1115 |
1.2 | Notices of Hearing | (nil) |
1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
1.4 | Notices from the Office of the Secretary | 1116 |
1.4.1 | Dennis L. Meharchand and Valt.X Holdings Inc. | 1116 |
1.4.2 | Benedict Cheng et al. | 1116 |
1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
Chapter 2 Decisions, Orders and Rulings | 1117 | |
2.1 | Decisions | 1117 |
2.1.1 | Mackenzie Financial Corporation et al. | 1117 |
2.1.2 | Accelerate Financial Technologies Inc. et al. | 1121 |
2.2 | Orders | 1125 |
2.2.1 | Dennis L. Meharchand and Valt.X Holdings Inc. – ss. 127(1), 127.1 | 1125 |
2.2.2 | NWQ Investment Management Company, LLC – s. 80 of the CFA | 1126 |
2.3 | Orders with Related Settlement Agreements | (nil) |
2.4 | Rulings | (nil) |
Chapter 3 Reasons: Decisions, Orders and Rulings | 1135 | |
3.1 | OSC Decisions | 1135 |
3.1.1 | Dennis L. Meharchand and Valt.X Holdings Inc. – ss. 127(1), 127.1 | 1135 |
3.1.2 | Benedict Cheng et al. | 1148 |
3.2 | Director's Decisions | (nil) |
3.3 | Court Decisions | (nil) |
Chapter 4 Cease Trading Orders | 1169 | |
4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 1169 |
4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 1169 |
4.2.2 | Outstanding Management & Insider Cease Trading Orders | 1169 |
Chapter 5 Rules and Policies |
1171 |
|
Chapter 6 Request for Comments | (nil) | |
Chapter 7 Insider Reporting | 1191 | |
Chapter 9 Legislation | (nil) | |
Chapter 11 IPOs, New Issues and Secondary Financings | 1297 | |
Chapter 12 Registrations | 1305 | |
12.1.1 | Registrants | 1305 |
Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 1307 | |
13.1 | SROs | (nil) |
13.2 | Marketplaces | 1307 |
13.2.1 | TSX Inc. – Dark Trading Enhancements – Notice of Approval | 1307 |
13.3 | Clearing Agencies | (nil) |
13.4 | Trade Repositories | (nil) |
Chapter 25 Other Information | 1309 | |
25.1 | Revocations | 1309 |
25.1.1 | Husky Energy Inc. | 1309 |
Index | 1311 |