OSC Bulletin Volume 42, Issue 03 (January 17, 2019)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | 549 | |
| 1.1 | Notices | 549 |
| 1.1.1 | Notice of Amendments to the Securities Act and the Commodity Futures Act | 549 |
| 1.1.2 | OSC Staff Notice 11-784 Burden Reduction | 550 |
| 1.1.3 | CSA Staff Notice 11-340 Extension of Comment Period – CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study | 553 |
| 1.2 | Notices of Hearing | (nil) |
| 1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
| 1.4 | Notices from the Office of the Secretary | 554 |
| 1.4.1 | Andrew Paul Rudensky | 554 |
| 1.4.2 | Money Gate Mortgage Investment Corporation et al. | 554 |
| 1.4.3 | Donna Hutchinson et al. | 555 |
| 1.4.4 | USI-Tech Limited | 555 |
| 1.4.5 | Natural Bee Works Apiaries Inc. et al. | 556 |
| 1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | 557 | |
| 2.1 | Decisions | 557 |
| 2.1.1 | BMO Nesbitt Burns Inc. et al. | 557 |
| 2.1.2 | Concentra Bank | 563 |
| 2.1.3 | NatWest Markets PLC | 566 |
| 2.1.4 | Capital One, National Association | 574 |
| 2.1.5 | Industrial Alliance Insurance and Financial Services Inc. | 580 |
| 2.1.6 | Franklin Templeton Investments Corp. and FTC Investor Services Inc. | 584 |
| 2.1.7 | Perimeter Markets Inc. | 590 |
| 2.2 | Orders | 593 |
| 2.2.1 | Andrew Paul Rudensky – s. 21.7 | 593 |
| 2.2.2 | Donna Hutchinson et al. | 593 |
| 2.2.3 | Perimeter Markets Inc. – s. 8.1 of OSC Rule 13-502 Fees | 594 |
| 2.2.4 | USI-Tech Limited – ss. 127(1), 127(10) | 595 |
| 2.2.5 | Natural Bee Works Apiaries Inc. et al. | 595 |
| 2.3 | Orders with Related Settlement Agreements | (nil) |
| 2.4 | Rulings | (nil) |
| Chapter 3 Reasons: Decisions, Orders and Rulings | (nil) | |
| 3.1 | OSC Decisions | (nil) |
| 3.2 | Director's Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 597 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 597 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 597 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 597 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 599 | |
| Chapter 9 Legislation | 737 | |
| 9.1.1 | Bill 57 An Act to enact, amend and repeal various statutes | 737 |
| Chapter 11 IPOs, New Issues and Secondary Financings | 739 | |
| Chapter 12 Registrations | 745 | |
| 12.1.1 | Registrants | 745 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 747 | |
| 13.1 | SROs | (nil) |
| 13.2 | Marketplaces | (nil) |
| 13.3 | Clearing Agencies | 747 |
| 13.3.1 | Fundserv Inc. – New Rules for Service Providers Related to Access Standards – Notice of Approval | 747 |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | (nil) | |
| Index | 749 | |