OSC Bulletin Volume 41, Issue 41 (October 11, 2018)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | 7877 | |
| 1.1 | Notices | 7877 |
| 1.1.1 | CSA Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry | 7877 |
| 1.2 | Notices of Hearing | (nil) |
| 1.3 | Notices of Hearing with Related Statements of Allegations | 7879 |
| 1.3.1 | eToro (Europe) Limited – ss. 127, 127.1 | 7879 |
| 1.4 | Notices from the Office of the Secretary | 7882 |
| 1.4.1 | Jason Michael Currey et al. | 7882 |
| 1.4.2 | Omega Securities Inc. | 7882 |
| 1.4.3 | eToro (Europe) Limited | 7883 |
| 1.4.4 | Maria Psihopedas | 7883 |
| 1.5 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | 7885 | |
| 2.1 | Decisions | 7885 |
| 2.1.1 | Mackenzie Financial Corporation and Quadrus Investment Services Ltd. | 7885 |
| 2.1.2 | Ninepoint Partners LP | 7891 |
| 2.1.3 | 1832 Asset Management L.P. et al. | 7897 |
| 2.1.4 | Merrill Lynch Canada Inc. | 7905 |
| 2.2 | Orders | 7908 |
| 2.2.1 | Metanor Resources Inc. | 7908 |
| 2.2.2 | Sierra Madre Developments Inc.– s. 144 | 7909 |
| 2.2.3 | Citigroup Finance Canada ULC | 7911 |
| 2.2.4 | Avcorp Industries Inc. | 7912 |
| 2.2.5 | Jason Michael Currey et al.– ss. 127(1), 127(10) | 7913 |
| 2.2.6 | Ecopetrol S.A. | 7914 |
| 2.2.7 | Maria Psihopedas – s. 8 | 7918 |
| 2.3 | Orders with Related Settlement Agreements | 7919 |
| 2.3.1 | Omega Securities Inc. – s. 127(1) | 7919 |
| 2.4 | Rulings | 7932 |
| 2.4.1 | Merrill Lynch Canada Inc.– s. 38(1) of the CFA | 7932 |
| Chapter 3 Reasons: Decisions, Orders and Rulings | 7937 | |
| 3.1 | OSC Decisions | 7937 |
| 3.1.1 | Jason Michael Currey et al.– ss. 127(1), 127(10) | 7937 |
| 3.1.2 | Omega Securities Inc.– ss. 127, 127.1 | 7943 |
| 3.2 | Director's Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 7949 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 7949 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 7949 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 7949 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 7951 | |
| Chapter 9 Legislation | (nil) | |
| Chapter 11 IPOs, New Issues and Secondary Financings | 8109 | |
| Chapter 12 Registrations | 8119 | |
| 12.1.1 | Registrants | 8119 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 8121 | |
| 13.1 | SROs | (nil) |
| 13.2 | Marketplaces | 8121 |
| 13.2.1 | Nasdaq CXC Limited – Housekeeping Amendments to Trading Rules and Policies – Notice of Housekeeping Amendments | 8121 |
| 13.3 | Clearing Agencies | 8123 |
| 13.3.1 | CDCC – Proposed Amendments to the Rules and Operations Manual of CDCC to Accommodate the Extension of the Trading Hours at Bourse de Montreal Inc. – Notice of Commission Approval | 8123 |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | (nil) | |
| Index | 8125 | |