OSC Bulletin Volume 41, Issue 04 (January 25, 2018)
(published weekly on behalf of the OSC by Carswell)
Table of Contents
| Chapter 1 Notices / News Releases | 793 | |
| 1.1 | Notices | (nil) |
| 1.2 | Notices of Hearing | 793 |
| 1.2.1 | Donald Mason – s. 8 | 793 |
| 1.3 | Notices of Hearing with Related Statements of Allegations | (nil) |
| 1.4 | News Releases | (nil) |
| 1.5 | Notices from the Office of the Secretary | 794 |
| 1.5.1 | The Mutual Fund Dealers Association of Canada and John Richard Wolfenden | 794 |
| 1.5.2 | Benedict Cheng et al. | 794 |
| 1.5.3 | Benedict Cheng et al. | 795 |
| 1.5.4 | Donald Mason | 795 |
| 1.5.5 | Dennis L. Meharchand and Valt.X Holdings Inc. | 796 |
| 1.6 | Notices from the Office of the Secretary with Related Statements of Allegations | (nil) |
| Chapter 2 Decisions, Orders and Rulings | 797 | |
| 2.1 | Decisions | 797 |
| 2.1.1 | First Avenue Investment Counsel Inc. | 797 |
| 2.1.2 | Nicola Wealth Management Ltd. et al. | 801 |
| 2.1.3 | TMS NeuroHealth Centers Inc. | 806 |
| 2.1.4 | Portage Biotech Inc. | 808 |
| 2.2 | Orders | 811 |
| 2.2.1 | The Mutual Fund Dealers Association of Canada and John Richard Wolfenden– ss. 8, 21.7 | 811 |
| 2.2.2 | Benedict Cheng et al. | 812 |
| 2.2.3 | AuRico Metals Inc. | 812 |
| 2.2.4 | Enbridge Gas Distribution Inc.– s. 158(1.1) of the OBCA | 813 |
| 2.2.5 | Dennis L. Meharchand and Valt.X Holdings Inc. – s. 127(1) | 815 |
| 2.2.6 | Castle Resources Inc. | 815 |
| 2.2.7 | DIR Industrial Properties Inc. | 816 |
| 2.3 | Orders with Related Settlement Agreements | (nil) |
| 2.4 | Rulings | (nil) |
| Chapter 3 Reasons: Decisions, Orders and Rulings | 819 | |
| 3.1 | OSC Decisions | 819 |
| 3.1.1 | Benedict Cheng et al. | 819 |
| 3.2 | Director's Decisions | (nil) |
| 3.3 | Court Decisions | (nil) |
| Chapter 4 Cease Trading Orders | 829 | |
| 4.1.1 | Temporary, Permanent & Rescinding Issuer Cease Trading Orders | 829 |
| 4.2.1 | Temporary, Permanent & Rescinding Management Cease Trade Orders | 829 |
| 4.2.2 | Outstanding Management & Insider Cease Trading Orders | 829 |
| Chapter 5 Rules and Policies |
(nil) |
|
| Chapter 6 Request for Comments | (nil) | |
| Chapter 7 Insider Reporting | 831 | |
| Chapter 9 Legislation | (nil) | |
| Chapter 11 IPOs, New Issues and Secondary Financings | 937 | |
| Chapter 12 Registrations | 945 | |
| 12.1.1 | Registrants | 945 |
| Chapter 13 SROs, Marketplaces, and Clearing Agencies and Trade Repositories | 947 | |
| 13.1 | SROs | 947 |
| 13.1.1 | IIROC – Proposed Amendments to IIROC Continuing Education Rules – Request for Comment | 947 |
| 13.2 | Marketplaces | (nil) |
| 13.3 | Clearing Agencies | (nil) |
| 13.4 | Trade Repositories | (nil) |
| Chapter 25 Other Information | 949 | |
| 25.1 | Exemptions | 949 |
| 25.1.1 | BMO Nesbitt Burns Inc. – s. 19.1 of NI 41-101 General Prospectus Requirements | 949 |
| Index | 951 | |