Securities Law & Instruments

OSC Bulletin Volume 37, Issue 42 (December 30, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 11427
1.1 Notices 11427
1.1.1 Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP 11427
1.1.2 OSC Staff Notice 11-742 (Revised) – Securities Advisory Committee 11428
1.1.3 Ontario Securities Commission, Investment Funds and Structured Products Branch – IFRS Release No. 3 11429
1.1.4 Frank Dunn et al. – Notice of Withdrawal 11432
1.1.5 Notice of Revocation of Strip Bond Information Statement 11433
1.2 Notices of Hearing 11434
1.2. Welcome Place Inc. et al. – ss. 127, 127.1 11434
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 11441
1.4.1 Quadrexx Hedge Capital Management Ltd. et al. 11441
1.4.2 Powerwater Systems, Inc. et al. 11441
1.4.3 Frank Dunn et al. 11442
1.4.4 Welcome Place Inc. et al. 11442
1.4.5 Alexander Christ Doulis and Liberty Consulting Ltd. 11443
Chapter 2 Decisions, Orders and Rulings 11445
2.1 Decisions 11445
2.1.1 NexGen Financial Limited Partnership 11445
2.1.2 Interglobe Financial Services Corp. and Hub Capital Inc. 11451
2.1.3 Pethealth Inc. 11453
2.1.4 RCM Partners Inc. et al. 11455
2.1.5 Huntingdon Capital Corp. – s. 1(10)(a)(ii) 11462
2.1.6 American Consolidated Minerals Corp. – s. 1(10)(a)(ii) 11463
2.1.7 Bell Aliant Inc. et al. – s. 1(10)(a)(ii) 11464
2.1.8 Alignvest Capital Management Inc. 11465
2.1.9 Cayden Resources Inc. – s. 1(10)(a)(ii) 11473
2.2 Orders 11474
2.2.1 Quadrexx Hedge Capital Management Ltd. et al. – Rules 1.7.4 and 11 of the OSC Rules of Procedure 11474
2.2.2 Global Autotrading Inc. and Jimmy Talbot – s. 144(1) 11475
2.2.3 Powerwater Systems, Inc. et al. – ss. 127(1), 127(10) 11476
2.2.4 SEMAFO Inc. and Orbis Gold Limited – s. 104(2)(c) 11478
2.2.5 Magna International Inc. – s. 104(2)(c) 11481
2.2.6 Crown Life Canada Ltd. – s. 74(1) 11484
2.2.7 Gildan Activewear Inc. – s. 104(2)(c) 11487
2.2.8 Magna International Inc. – s. 104(2)(c) 11490
2.2.9 Magna International Inc. – s. 104(2)(c) 11494
2.2.10 Revocation of Strip Bond Information Statement 11498
2.2.11 Canadian Pacific Railway Limited – s. 104(2)(c) 11499
2.2.12 Ontario Teachers’ Pension Plan Board and ISS A/S 11503
2.2.13 Alexander Christ Doulis and Liberty Consulting Ltd. – ss. 127, 127.1 11506
2.2.14 Ontario Teachers’ Pension Plan Board and Louis XIII Holdings Limited 11508
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 11511
3.1 OSC Decisions, Orders and Rulings 11511
3.1.1 Alexander Christ Doulis and Liberty Consulting Ltd. – ss. 127, 127.1 11511
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 11525
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 11525
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 11525
4.2.2 Outstanding Management & Insider Cease Trading Orders 11525
Chapter 5 Rules and Policies 11527
5.1.1 Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP 11527
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 11529
Chapter 8 Notice of Exempt Financings 11657
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 11657
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 11659
Chapter 12 Registrations 11667
12.1.1 Registrants 11667
Chapter 13 SROs, Marketplaces, and Clearing Agencies 11669
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 11669
13.3.1 Notice of Commission Approval – Material Amendments to CDS Procedures – Methodology Enhancement to TRAX Entitlements Tracking System and Fee Increase 11669
13.3.2 Notice of Commission Approval – Material Amendments to CDS Procedures – Increase to the daily subscription fee for Entitlements Messaging – MT564 Service 11670
13.4 Trade Repositories (nil)
Chapter 25 Other Information 11671
25.1 Approvals 11671
25.1.1 RCM Partners Inc. – s. 213(3)(b) of the LTCA 11671
Index 11673