Securities Law & Instruments

OSC Bulletin Volume 37, Issue 50 (December 11, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 10929
1.1 Notices 10929
1.1.1 Notice of Ministerial Approval – Amendments to NI 58-101 Disclosure of Corporate Governance Practices and Form 58-101F1 Corporate Governance Disclosure 10929
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 10930
1.4.1 TG Residential Value Properties Ltd. 10930
1.4.2 IAC – Independent Academies Canada Inc. et al. 10930
1.4.3 TG Residential Value Properties Ltd. 10931
1.4.4 The Gatekeepers of Wealth Inc. and Joseph Bochner 10931
Chapter 2 Decisions, Orders and Rulings 10933
2.1 Decisions 10933
2.1.1 Investia Financial Services Inc. and Ten Star Financial Inc. 10933
2.1.2 Graymont Limited and Montrose Property Holdings Ltd. 10936
2.1.3 Onex Credit Partners, LLC et al. 10940
2.1.4 Mackenzie Financial Corporation and Mackenzie Sovereign Bond Fund 10944
2.1.5 Ayal Capital Advisors Limited and Ayal Capital Advisors Canadian Feeder LP 10947
2.1.6 O’Leary Funds Management LP 10953
2.1.7 Mackenzie Financial Corporation et al. 10959
2.2 Orders 10964
2.2.1 TG Residential Value Properties Ltd. – ss. 127(7), 127(8) 10964
2.2.2 IAC – Independent Academies Canada Inc. et al. – ss. 127(1), 127(10) 10965
2.2.3 Celestica Inc. – s. 104(2)(c) 10966
2.2.4 Aequitas Neo Exchange Inc. – s. 101.2 10974
2.2.5 Newcrest Mining Limited 10974
2.2.6 TG Residential Value Properties Ltd. – s. 127(1) 10976
2.2.7 Crystallex International Corporation et al. – s. 144 10978
2.2.8 The Gatekeepers of Wealth Inc. and Joseph Bochner – s. 127 10981
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 10983
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 10983
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 10983
4.2.2 Outstanding Management & Insider Cease Trading Orders 10983
Chapter 5 Rules and Policies 10985
5.1.1 Implementation of the Final Stage of Point of Sale Disclosure for Mutual Funds: Pre-Sale Delivery of Fund Facts – CSA Notice of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure and to Companion Policy 81-101CP Mutual Fund Prospectus Disclosure 10985
5.1.2 Amendment Instrument for NI 58-101 Disclosure of Corporate Governance Practices 11035
Chapter 6 Request for Comments 11037
6.1.1 Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. 11037
Chapter 7 Insider Reporting 11057
Chapter 8 Notice of Exempt Financings 11165
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 11165
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 11167
Chapter 12 Registrations 11173
12.1.1 Registrants 11173
Chapter 13 SROs, Marketplaces, and Clearing Agencies 11175
13.1 SROs (nil)
13.2 Marketplaces 11175
13.2.1 Liquidnet Canada – Notice of Approval of Proposed Changes 11175
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
25.1 Consents 11177
25.1.1 First Sahara Energy Inc. – s. 4(b) of the Regulation 11177
Index 11177