Securities Law & Instruments

OSC Bulletin Volume 37, Issue 48 (November 27, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 10337
1.1 Notices 10337
1.1.1 The Investment Funds Practitioner – November 2014 10337
1.1. Ontario Securities Commission, Investment Funds and Structured Products Branch – IFRS Release No. 2 10341
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 10343
1.4.1 Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie 10343
1.4.2 Pro-Financial Asset Management Inc. 10343
1.4.3 TG Residential Value Properties Ltd. 10344
Chapter 2 Decisions, Orders and Rulings 10345
2.1 Decisions 10345
2.1.1 Next Edge Capital Corp. et al. 10345
2.1.2 Franklin Templeton Investments Corp. et al. 10351
2.1.3 Nexans S.A. 10356
2.1.4 American Bonanza Gold Corp. 10362
2.1.5 TransCanada PipeLines Limited and TransCanada Trust 10364
2.1.6 1832 Asset Management L.P. 10368
2.1.7 Aegon Fund Management Inc. 10372
2.1.8 AlphaPro Management Inc. 10376
2.1.9 Blackrock Asset Management Canada Limited 10380
2.1.10 BMO Asset Management Inc. 10384
2.1.11 BMO Harris Investment Management Inc. 10388
2.1.12 BMO Investments Inc. 10392
2.1.13 CIBC Asset Management Inc. 10396
2.1.14 Canadian Imperial Bank of Commerce 10400
2.1.15 Fidelity Investments Canada ULC   10404
2.1.16 Franklin Templeton Investments Corp. 10408
2.1.17 Horizons ETFs Management (Canada) Inc. 10412
2.1.18 Invesco Canada Ltd. 10416
2.1.19 Mackenzie Financial Corporation 10420
2.1.20 Manulife Asset Management Limited 10424
2.1.21 MD Physician Services Inc. 10428
2.1.22 RBC Global Asset Management Inc. 10432
2.1.23 Sentry Investments Inc.      10436
2.1.24 TD Asset Management Inc. 10440
2.1.25 Vanguard Investments Canada Inc. 10444
2.1.26 ATB Investment Management Inc. et al. 10448
2.1.27 I.G. Investment Management, Ltd. 10452
2.1.28 Desjardins Investments Inc. et al. 10456
2.1.29 ITG Canada Corp. 10462
2.2 Orders 10467
2.2.1 Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie – ss. 127(1), 127(10) 10467
2.2.2 Pro-Financial Asset Management Inc.

10468

2.2.3 TG Residential Value Properties Ltd. – ss. 127(7), 127(8) 10476
2.2.4 TMX Group Limited et al. – s. 147 10477
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 10479
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 10479
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 10479
4.2.2 Outstanding Management & Insider Cease Trading Orders 10479
Chapter 5 Rules and Policies 10481
5.1.1 Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions 10481
Chapter 6 Request for Comments 10483
6.1.1 Proposed NI 24-102 Clearing Agency Requirements and Related Companion Policy 24-102CP    10483
6.1.2 Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions, NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions and NI 45-102 Resale Restrictions and Proposed Repeal of NI 45-101 Rights Offering   10572
Chapter 7 Insider Reporting 10573
Chapter 8 Notice of Exempt Financings 10655
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 10655
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 10657
Chapter 12 Registrations 10665
12.1.1 Registrants 10665
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 10667
25.1.1 Anglo Pacific Group PLC – s. 38(3) 10667
Index 10669