Securities Law & Instruments

OSC Bulletin Volume 37, Issue 45 (November 6, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 9777
1.1 Notices (nil)
1.2 Notices of Hearing 9777
1.2.1 Bryan Andrew Vickers – s. 21.7 9777
1.2.2 IAC – Independent Academies Canada Inc. et al. – ss. 127(1), 127(10) 9778
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 9783
1.4.1 Oversea Chinese Fund Limited Partnership et al. 9783
1.4.2 Weizhen Tang 9783
1.4.3 Bradon Technologies Ltd. et al. 9784
1.4.4 William McDonald Ferguson 9784
1.4.5 Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie 9785
1.4.6 Bryan Andrew Vickers 9785
1.4.7 IAC – Independent Academies Canada Inc. et al. 9786
Chapter 2 Decisions, Orders and Rulings 9787
2.1 Decisions 9787
2.1.1 Saguenay Strathmore Capital LLC et al. 9787
2.1.2 CIBC Asset Management Inc. and Renaissance Corporate Bond Capital Yield Fund 9789
2.1.3 Hesperian Capital Management Ltd. and Norrep Group of Funds 9792
2.1.4 True North Apartment Real Estate Investment Trust 9797
2.1.5 Elemental Minerals Limited 9803
2.1.6 Coast Wholesale Appliances Inc. – s. 1(10)(a)(ii) 9808
2.2 Orders 9809
2.2.1 Oversea Chinese Fund Limited Partnership et al. – ss. 127(7) and (8) 9809
2.2.2 Weizhen Tang – ss. 127(1), 127(10) 9811
2.2.3 Bradon Technologies Ltd. et al. – s. 127 9812
2.2.4 William McDonald Ferguson – ss. 127(1), 127(10) 9813
2.2.5 Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie – ss. 127(1), 127(10) 9814
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 9815
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9815
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9815
4.2.2 Outstanding Management & Insider Cease Trading Orders 9815
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 9817
Chapter 8 Notice of Exempt Financings 9861
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 9861
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9863
Chapter 12 Registrations 9873
12.1.1 Registrants 9873
Chapter 13 SROs, Marketplaces, and Clearing Agencies 9875
13.1 SROs 9875
13.1. IIROC – Dealer Member Rule 2800C Transaction Reporting for Debt Securities – Notice of Commission Approval 9875
13.1. IIROC – Notice of Request for Comments – Proposed Amendments Relating to the Cross-Guarantee Requirement 9876
13.2 Marketplaces 9875
13.2.1 OSC Staff Notice of Request for Comment – Alpha Exchange Inc. – Proposed Rule Amendments 9875
13.2.2 CX2 Canada ATS – Notice of Proposed Changes and Request for Comment 9876
13.3 Clearing Agencies 9877
13.3.1 CDS – Notice of Commission Approval – Amendments to CDS’ Outsourcing Arrangement 9877
Chapter 25 Other Information (nil)
Index 9881