Securities Law & Instruments

OSC Bulletin Volume 37, Issue 42 (October 16, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 9367
1.1 Notices 9367
1.1.1 CSA Notice 62-307- Update on Proposed Amendments to Multilateral Instrument 62-104 Take-Over Bids and Issuer Bids, National Instrument 62-103 Early Warning System and Related Take-Over Bid and Insider Reporting Issues and National Policy 62-203 Take-Over Bids and Issuer Bids 9367
1.1.2 Multilateral CSA Notice of Amendments to NI 58-101 Disclosure of Corporate Governance Practices 9370
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 9371
1.4.1 Eric Inspektor 9371
1.4.2 The Gatekeepers of Wealth Inc. and Joseph Bochner 9371
1.4.3 Conrad M. Black et al. 9372
Chapter 2 Decisions, Orders and Rulings 9373
2.1 Decisions 9373
2.1.1 GLV Inc. 9373
2.1.2 Lumina Copper Corp. 9377
2.1.3 I.G. Investment Management, Ltd. 9379
2.1.4 CIBC Asset Management Inc. et al. 9383
2.1.5 CIBC Asset Management Inc. et al. 9383
2.1.6 BLF Real Estate Investment Trust 9395
2.1.7 Active Control Technology Inc. – s. 1(10) 9397
2.1.8 Tuscany International Drilling Inc. 9398
2.2 Orders 9399
2.2.1 Eric Inspektor 9399
2.2.2 The Gatekeepers of Wealth Inc. and Joseph Bochner – s. 127 9400
2.2.3 360 Trading Networks Inc. et al. – s. 144 9401
2.2.4 Tuscany International Drilling Inc. – s. 144 9403
2.2.5 Conrad M. Black et al. 9405
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.1.1 Kevin Duffy 9409
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 9415
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9415
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9415
4.2.2 Outstanding Management & Insider Cease Trading Orders 9415
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 9417
Chapter 8 Notice of Exempt Financings 9515
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 9515
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 9517
Chapter 12 Registrations 9521
12.1.1 Registrants 9521
Chapter 13 SROs, Marketplaces, and Clearing Agencies 9523
13.1 SROs (nil)
13.2 Marketplaces 9523
13.2.1 360 Trading Networks Inc. et al 9523
13.3 Clearing Agencies (nil)
13.4. Trade Repositories (nil)
Chapter 25 Other Information 9525
25.1 Approvals 9525
25.1.1 Bull Capital Management Inc.– s. 213(3)(b) of the LTCA 9525
Index 9527