Securities Law & Instruments

OSC Bulletin Volume 37, Issue 40 (October 2, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 9053
1.1 Notices 9053
1.1.1 Ontario Securities Commission, Investment Funds and Structured Products Branch – IFRS Release No. 1 9053
1.2 Notices of Hearing 9055
1.2.1 Ontario Securities William McDonald Ferguson – ss. 127(1), 127(10) Commission, Investment Funds and Structured Products Branch – IFRS Release No. 1 9055
1.2.2 MountainStar Gold Inc. – s. 127(9) 9060
1.2.3 Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie – ss. 127(1), 127(10) 9061
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 9066
1.4.1 William McDonald Ferguson 9066
1.4.2 MountainStar Gold Inc 9066
1.4.3 Pro-Financial Asset Management Inc 9067
1.4.4 MountainStar Gold Inc. 9067
1.4.5 Northern Securities Inc. et al 9068
1.4.6 Bigfoot Recreation & Ski Area Ltd. and Ronald Stephen McHaffie 9068
1.4.7 Paul Azeff et al 9069
1.4.8 Ernst & Young LLP (Audits of Sino-Forest Corporation and Zungui Haixi Corporation) 9069
   
Chapter 2 Decisions, Orders and Rulings 9071
2.1 Decisions 9071
2.1.1 WestCap Investments Corp.– s. 1(10) 9071
2.1.2 Artis Real Estate Investment Trust and Canaccord Genuity Corp 9072
2.1.3 Mackenzie Financial Corporation 9078
2.1.4 Arcadis N.V 9083
2.1.5 Dominion Diamond Corporation 9088
2.1.6 Global Infrastructure Dividend Fund 9090
2.1.7 Dacha Strategic Metals Inc 9093
2.1.8 Glencore E&P (Canada) Inc. 9094
2.2 Orders 9096
2.2.1 MountainStar Gold Inc.– ss. 127(1)2 and 127(5) 9096
2.2.2 Magna International Inc.– s. 104(2)(c) 9096
2.2.3 MountainStar Gold Inc.– ss. 127(7), 127(8) 9100
2.2.4 Northern Securities Inc. et al.– s. 9(2) 9101
2.2.5 WestCap Investments Corp.– s. 1(b) of the OBCA 9103
2.2.6 Paul Azeff et al. – Rules 1.6(2) and 3 of the OSC Rules of Procedure and s.9 of the SPPA 9104
2.2.7 Ernst & Young LLP (Audits of Zungui Haixi Corporation) – s. 127, 127.1 9105
2.3 Rulings (nil)
   
Chapter 3 Reasons: Decisions, Orders and Rulings 9107
3.1 OSC Decisions, Orders and Rulings 9107
3.1.1 Ernst & Young LLP (Audits of Zungui Haixi Corporation) 9107
3.2 Court Decisions, Order and Rulings (nil)
   
Chapter 4 Cease Trading Orders 9123
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 9123
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 9123
4.2.2 Outstanding Management & Insider Cease Trading Orders 9123
Chapter 5 Rules and Policies (nil)
 
Chapter 6 Request for Comments (nil)
   
Chapter 7 Insider Reporting 9125
   
Chapter 8 Notice of Exempt Financings 9181
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 9181
   
Chapter 9 Legislation (nil)
   
Chapter 11 IPOs, New Issues and Secondary Financings 9183
   
Chapter 12 Registrations 9189
12.1.1 Registrants 9189
   
Chapter 13 SROs, Marketplaces, and Clearing Agencies 9191
13.1 SROs (nil)
13.2 Marketplaces 9191
13.2.1 Omega ATS – Change to Trading Hours– Notice of Commission Approval 9191
13.2.2 Lynx ATS – Change to Trading Hours– Notice of Commission Approval 9192
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
   
Chapter 25 Other Information (nil)
   
Index 9193