Securities Law & Instruments

OSC Bulletin Volume 37, Issue 37 (September 11, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 8229
1.1 Notices 8229
1.1.1 1.1.1 CSA Notice 62-306 ─ Update on Proposed National Instrument 62-105 Security Holder Rights Plans and AMF Consultation Paper An Alternative Approach to Securities Regulators’ Interven- tion in Defensive Tactics 8229
 
1.2 Notices of Hearing 8233
1.2.1 Keith Macdonald Summers et al. – s. 127 8233
1.2.2 Garth H. Drabinsky et al. – s. 127, 127.1 8233
1.2.3.

The Gatekeepers of Wealth Inc. and Joseph Bochner – ss. 127, 127.1

8233
 
1.3 News Releases (nil)
 
1.4 Notices from the Office of the Secretary 8238
1.4.1 Keith Macdonald Summers et al 8238
1.4.2 Newer Technologies Limited et al 8239
1.4.3 Newer Technologies Limited et al. 8239
1.4.4 Newer Technologies Limited et al 8240
1.4.5

Crown Hill Capital Corporation and Wayne Lawrence Pushka

8240
1.4.6 Sterling Grace & Co. Ltd. and Graziana Casale 8241
1.4.7 Keith MacDonald Summers et al 8241
1.4.8 Keith MacDonald Summers et al 8242
1.4.9 Garth H. Drabinsky et al 8242
1.4.10 The Gatekeepers of Wealth Inc. and Joseph Bochner 8243
 
Chapter 2 Decisions, Orders and Rulings 8245
2.1 Decisions 8245
2.1.1 Aston Hill Asset Management Inc. et al 8245
2.1.2 Nordion Canada Inc 8250
2.1.3 Royal Host Inc 8250
2.1.4 Baillie Gifford & Co Limited and Baillie Gifford Overseas Limited 8254
2.1.5 Jov Leon Frazer Enhanced Opportunities Fund Inc
8257
2.1.6 Alphapro Management Inc. and Horizons Active Yield Matched Duration ETF
8262
 
2.2 Orders 8266
2.2.1 Newer Technologies Limited et al. – ss. 127, 127.1
8266
2.2.2 Newer Technologies Limited et al. – ss. 127 and 127.1
8266
2.2.3 Newer Technologies Limited et al. – s. 127(1)
8271
2.2.4 Tricoastal Capital Partners LLC et al. – s. 127(1)
8272
2.2.5 Keith MacDonald Summers et al. – s. 127(1)
8273
 
2.3 Rulings (nil)
 
Chapter 3 Reasons: Decisions, Orders and Rulings 8275
3.1 OSC Decisions, Orders and Rulings 8275
3.1.1 Newer Technologies Limited et al 8275
3.1.2 Newer Technologies Limited et al 8282
3.1.3 Crown Hill Capital Corporation and Wayne Lawrence Pushka 8294
3.1.4 Sterling Grace & Co. Ltd. and Graziana Casale – s. 8 8298
3.1.5 Keith MacDonald Summers et al 8335
 
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 8357
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 8357
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 8357
4.2.2 Outstanding Management & Insider Cease Trading Orders 8357
 
Chapter 5 Rules and Policies (nil)
 
Chapter 6 Request for Comments (nil)
 
Chapter 7 Insider Reporting 8539
 
Chapter 8 Notice of Exempt Financings 8431
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 8431
 
Chapter 9 Legislation (nil)
 
Chapter 11 IPOs, New Issues and Secondary Financings 8433
 
Chapter 12 Registrations 8439
12.1.1 Registrants 8439
 
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
13.4 Trade Repositoriess (nil)
 
Chapter 25 Other Information (nil)
25.1.1 Bolton Capital Canada Inc. 8441
 
Index 8443