Securities Law & Instruments

OSC Bulletin Volume 37, Issue 34 (August 21, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 7761
1.1 Notices (nil)
1.2 Notices of Hearing 7761
1.2.1 Marc McQuillen – ss. 8 and 21.7 7661
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 7661
1.4.1 Tuckamore Capital Management Inc. 7661
1.4.2 Conrad M. Black et al. 7662
1.4.3 Newer Technologies Limited et al. 7662
1.4.4 Thirdcoast Limited and Parrish & Heimbecker, Limited 7663
1.4.5 Issam El-Bouji et al. 7663
1.4.6 Paul Azeff et al. 7664
1.4.7 Portfolio Capital Inc. et al. 7676
1.4.8 Marc McQuillen 7676
1.4.9 Kris Sundell 7677
1.4.10 Patrick Myles Lough et al. 7677
1.4.11 Paul Yoannou 7678
Chapter 2 Decisions, Orders and Rulings 7679
2.1 Decisions 7679
2.1.1 Citation Minerals Inc. (formed as a result of the amalgamation of Citation Resources Inc. and 1001323 B.C. Ltd.) – s. 1(10)(a)(ii) 7679
2.1.2 Sun Life Financial Investment Services (Canada) Inc. 7680
2.1.3 Aurora Oil & Gas Limited – s. 1(10)(a)(ii) 7683
2.1.4 RBC Global Asset Management Inc. et al. 7684
2.1.5 Arrow Capital Management Inc. et al. 7689
2.1.6 Manulife Asset Management Limited and Manulife Asset Management Investments Inc. 7692
2.2 Orders 7694
2.2.1 Conrad M. Black et al. 7694
2.2.2 Newer Technologies Limited et al. – ss. 127(1), 127.1 7698
2.2.3 Issam El-Bouji et al. – s. 127(1) 7700
2.2.4 360 Vox Corporation – s. 1(6) of the OBCA 7702
2.2.5 Portfolio Capital Inc. et al. 7703
2.2.6 Kris Sundell – ss. 127(1), 127(10) 7707
2.2.7 Patrick Myles Lough et al. – ss. 127(1), 127(10) 7707
2.1.8 Paul Yoannou – ss. 127(1), 127(10) 7708
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 7709
3.1 OSC Decisions, Orders and Rulings 7709
3.1.1 Thirdcoast Limited and Parrish & Heimbecker, Limited – s. 127 7709
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 7719
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 7719
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 7719
4.2.2 Outstanding Management & Insider Cease Trading Orders 7719
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 7721
Chapter 8 Notice of Exempt Financings 7785
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 7785
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7787
Chapter 12 Registrations 7791
12.1.1 Registrants 7791
Chapter 13 SROs, Marketplaces, and Clearing Agencies 7793
13.1 SROs (nil)
13.2 Marketplaces 7793
13.2.1 Liquidnet Canada – Notice of Proposed Changes and Request for Comment 7793
13.3 Clearing Agencies (nil)
13.4 Trade Repositories (nil)
Chapter 25 Other Information (nil)
Index 7801