Securities Law & Instruments

OSC Bulletin Volume 37, Issue 30 (July 24, 2014)

(published weekly on behalf of the OSC by Carswell)

Table of Contents


Chapter 1 Notices / News Releases 6899
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 6899
1.4.1 Kingship Capital Corporation et al. 6899
1.4.2 Sino-Forest Corporation et al. 6899
Chapter 2 Decisions, Orders and Rulings 6901
2.1 Decisions 6901
2.1.1 Investors Income Portfolio et al. 6901
2.1.2 PrairieSky Royalty Ltd. 6905
2.1.3 Northwest & Ethical Investments L.P. and NEI Northwest Tactical Yield Corporate Class 6910
2.1.4 Scotia Capital Inc. 6915
2.2 Orders 6923
2.2.1 Kingship Capital Corporation et al. – s. 8(3) 6923
2.2.2 Sino-Forest Corporation et al . – ss. 127, 127.1 6925
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6927
3.1 OSC Decisions, Orders and Rulings 6927
3.1.1 Sino-Forest Corporation et al. 6927
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6941
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6941
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6941
4.2.2 Outstanding Management & Insider Cease Trading Orders 6941
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6943
Chapter 8 Notice of Exempt Financings 7015
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 7015
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 7017
Chapter 12 Registrations 7023
12.1.1 Registrants 7023
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 7025