Securities Law & Instruments

Chapter 1 Notices / News Releases 6661
1.1 Notices 6661
1.1.1 CSA Staff Notice 51-341 - Continuous Disclosure Review Program Activities for the Fiscal Year Ended March 31, 2014 6661
1.1.2 CSA Staff Notice 24-310 - Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements and Related Companion Policies 6677
1.2 Notices of Hearing 6690
1.2.1 Sino-Forest Corporation et al. - ss. 127, 127.1 6690
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 6690
1.4.1 Rezwealth Financial Services Inc. et al. 6690
1.4.2 Pro-Financial Asset Management Inc. 6691
1.4.3 Sino-Forest Corporation et al. 6691
Chapter 2 Decisions, Orders and Rulings 6693
2.1 Decisions 6693
2.1.1 I.G. Investment Management, Ltd. et al. 6693
2.1.2 Cancor Mines Inc. - s. 1(10)(a)(ii) 6698
2.1.3 Diversinet Corp. 6699
2.1.4 Credit Suisse Securities (Canada), Inc. and Credit Suisse Securities (USA) LLC 6703
2.1.5 National Bank Financial Inc. and NBCN Inc. 6707
2.2 Orders 6711
2.2.1 Rezwealth Financial Services Inc. et al. - ss. 127(1), 127.1 6711
2.2.2 Rodocanachi Capital Inc. - s. 144 6714
2.2.3 Diversinet Corp. - s. 1(6) of the OBCA 6717
2.2.4 Pro-Financial Asset Management Inc. 6720
2.2.5 Maple Group Acquisition Corporation et al. - s. 144 6727
2.2.6 National Bank Financial & Co. Inc. and National Bank Group Inc. - s. 144 6729
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6731
3.1 OSC Decisions, Orders and Rulings 6731
3.1.1 Rezwealth Financial Services Inc. et al. - ss. 127(1), 127.1 6731
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6751
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6751
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6751
4.2.2 Outstanding Management & Insider Cease Trading Orders 6751
Chapter 5 Rules and Policies 6753
5.1.1 Repeal and Replacement of NI 52-108 Auditor Oversight, and Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations, and NI 71-102 Continuous Disclosure and Other Exemptions Relating to Foreign Issuers 6753
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6783
Chapter 8 Notice of Exempt Financings 6881
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 6881
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6883
Chapter 12 Registrations 6689
12.1.1 Registrants 6689
Chapter 13 SROs, Marketplaces, and Clearing Agencies 6891
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies 6891
13.3.1 Notice of Effective Date - Technical Amendments to CDS Procedures - Segregation of CDSX Functions 6891
13.3.2 OSC Staff Notice of Request for Comment - Material Amendments to CDS Procedures - Amendments to Processing a New York Link Participant Default 6892
Chapter 25 Other Information 6893
25.1 Consents 6893
25.1.1 Galahad Metals Inc. - s. 4(b) of the Regulation 6893
25.2 Permissions 6895
25.2.1 Canaccord Genuity Limited, on behalf of FatFace Group plc 6895
Index 6897