Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)



(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 28
-- July 10, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 6471
1.1 Notices 6471
1.1.1 OSC Staff Notice 11-739 (Revised) – Policy Reformulation – Table of Concordance and List of New Instruments 6473
1.2 Notices of Hearing 6473
1.2.1 Kingship Capital Corporation et al. – s. 8(2) 6473
1.2.2 Paul Yoannou – ss. 127(1), 127(10) 6474
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 6477
1.4.1 Howard Rash 6477
1.4.2 Steven George Conville 6477
1.4.3 Kingship Capital Corporation et al. 6478
1.4.4 Howard Rash 6478
1.4.5 Paul Yoannou 6479
1.4.6 Ground Wealth Inc. et al. 6479
Chapter 2 Decisions, Orders and Rulings 6481
2.1 Decisions 6481
2.1.1 Canada Bread Company, Limited – s. 1(10)(a)(ii) 6481
2.1.2 Brookfield Property Partners L.P. 6482
2.1.3 MGM Energy Corp. – s. 1(10)(a)(ii) 6487
2.1.4 HSBC Global Asset Management (Canada) Limited and Assante Capital Management Ltd. 6488
2.1.5 The Business, Engineering, Science & Technology Discoveries Fund Inc. and B.E.S.T. Investment Counsel Limited 6492
2.1.6 Heritage Oil Corporation – s. 1(10)(a)(ii) 6500
2.1.7 1832 Asset Management L.P. and Aurion Capital Management Inc. 6502
2.1.8 1832 Asset Management L.P. 6506
2.1.9 Sandstorm Metals & Energy Ltd. 6510
2.2 Orders 6511
2.2.1 Howard Rash – s. 127(1) 6511
2.2.2 Steven George Conville – s. 8(4) of the Act and Rule 14.7 of the OSC Rules of Procedure 6512
2.2.3 Canada Bread Company, Limited – s. 1(6) of the OBCA 6513
2.2.4 Howard Rash 6514
2.2.5 Ground Wealth Inc. et al. 6515
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 6523
3.1 OSC Decisions, Orders and Rulings 6523
3.1.1. Howard Rash 6523
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6537
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6537
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6537
4.2.2 Outstanding Management & Insider Cease Trading Orders 6537
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6539
Chapter 8 Notice of Exempt Financings 6635
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 6635
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6637
Chapter 12 Registrations 6651
12.1.1 Registrants 6651
Chapter 13 SROs, Marketplaces, and Clearing Agencies 6653
13.1 SROs 6653
13.1.1 IIROC – Proposed Continuance under Canada Not-for-Profit Corporations Act – Notice of Commission Approval 6653
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 6655
25.1 Permissions 6655
25.1.1 SEPLAT Petroleum Development Company Plc – s. 38(3) 6655
25.1.2 Deutsche Bank Securities Inc., on behalf of Urban Exposure Real Estate PLC – s. 38(3) 6657
Index 6659