Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 26
-- June 26, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 5981
1.1 Notices 5981
1.1.1 Notice of Ministerial Approval of the Memorandum of Understanding Respecting the Oversight of Certain Clearing and Settlement Systems 5981
1.1.2 OSC Notice 11-770 – Notice of Statement of Priorities for Financial Year to End March 31, 2015 5982
1.1.3 Strip Bond Information Statement Accepted under Ontario Securities Commission Rule 91-501 – Strip Bonds 5998
1.2 Notices of Hearing 5999
1.2.1 Wealth Stewards Portfolio Management Inc. and Sushila Lucas – s. 8(4) 5999
1.2.2 Howard Rash – s. 127 5999
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 6000
1.4.1 Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus 6000
1.4.2 Wealth Stewards Portfolio Management Inc. and Sushila Lucas 6001
1.4.3 Eric Inspektor 6001
1.4.4 Howard Rash 6002
1.4.5 Wealth Stewards Portfolio Management Inc. and Sushila Lucas 6002
Chapter 2 Decisions, Orders and Rulings 6003
2.1 Decisions 6003
2.1.1 I.G. Investment Management, Ltd. et al. 6003
2.1.2 Managers of Mutual Funds Listed on Schedule A and Assante Capital Management Ltd. 6007
2.1.3 Coldstream Mineral Ventures Corp. – s. 1(10)(a)(ii) 6013
2.1.4 Timbercreek Global Real Estate Fund and Timbercreek Asset Management Ltd. 6014
2.1.5 Touchstone Energy Inc. (formerly Touchstone Exploration Inc.) 6016
2.1.6 Man Investments Canada Corp. et al. 6018
2.1.7 IIROC and a Strip Bond Information Statement 6024
2.1.8 Zedi Inc. 6032
2.1.9 Vitol Anker International B.V. and Sterling Resources Ltd. 6033
2.1.10 Natunola Agritech Inc. 6035
2.1.11 True North Apartment Real Estate Investment Trust 6037
2.1.12 Brookfield Property Partners L.P. and Brookfield Property Split Corp. 6041
2.2 Orders 6050
2.2.1 BW Park Place Limited Partnership – s. 144 6050
2.2.2 Oilsands Quest Inc. and Helen Po Kay Cheung – s. 144(1) 6051
2.2.3 Gentor Resources Inc. – s. 1(11)(b) 6053
2.2.4 Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus 6055
2.2.5 Russell Implementation Services Inc. et al. – ss. 78(1), 80 of the CFA 6056
2.2.6 Eric Inspektor 6060
2.2.7 Astrix Networks Inc. – s. 1(11)(b) 6060
2.2.8 Premier Diagnostic Health Services Inc. – s. 144 6062
2.2.9 Caspian Energy Inc. – s. 144 6063
2.2.10 Wealth Stewards Portfolio Management Inc. and Sushila Lucas – s. 8(4) 6064
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
3.1 OSC Decisions, Orders and Rulings (nil)
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 6067
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 6067
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 6067
4.2.2 Outstanding Management & Insider Cease Trading Orders 6067
Chapter 5 Rules and Policies 6069
5.1.1 OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-507CP 6069
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 6119
Chapter 8 Notice of Exempt Financings 6215
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 6215
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 6217
Chapter 12 Registrations 6225
12.1.1 Registrants 6225
Chapter 13 SROs, Marketplaces, and Clearing Agencies 6227
13.1 SROs 6227
13.1.1 OSC Staff Notice of Request for Comment – IIROC –Disclosure to Clients of Dealer Members’ Financial Position – Amendments to Dealer Member Rule 1400 6227
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 6229