Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 25
-- June 19, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 5777
1.1 Notices 5777
1.1.1 OSC Staff Notice 33-743 - Guidance on sales practices, expense allocation and other relevant areas developed from the results of the targeted review of large investment fund managers 5777
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 5798
1.4.1 Paul Azeff et al. 5798
1.4.2 Gold-Quest International and Sandra Gale 5798
1.4.3 Pro-Financial Asset Management Inc. 5799
1.4.4 Issam El-Bouji et al. 5799
1.4.5 Knowledge First Financial Inc. 5800
1.4.6 Conrad M. Black et al. 5800
Chapter 2 Decisions, Orders and Rulings 5801
2.1 Decisions 5801
2.1.1 Santonia Energy Inc. 5801
2.1.2 New Moon Minerals Corp. 5802
2.1.3 Alvest International 5805
2.1.4 TD Asset Management Inc. and TD Investment Services Inc. 5809
2.1.5 Hesperian Capital Management Ltd. 5813
2.2 Orders 5816
2.2.1 Irish Residential Properties Reit Limited and Canadian Apartment Properties Real Estate Investment Trust 5816
2.2.2 Paul Azeff et al. 5820
2.2.3 Gold-Quest International and Sandra Gale - s. 127 5824
2.2.4 Amara Mining PLC 5827
2.2.5 Pro-Financial Asset Management Inc. 5830
2.2.6 Canadian Pacific Railway Limited - s. 104(2)(c) 5837
2.2.7 Issam El-Bouji et al. - s. 127(1) 5841
2.2.8 Knowledge First Financial Inc. 5843
2.2.9 Conrad M. Black et al. 5844
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5847
3.1 OSC Decisions, Orders and Rulings 5847
3.1.1 Conrad M. Black et al. 5847
3.1.2 Wealth Stewards Portfolio Management Inc. and Sushila Lucas - s. 31 5855
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 5861
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5861
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5861
4.2.2 Outstanding Management & Insider Cease Trading Orders 5861
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5863
Chapter 8 Notice of Exempt Financings 5965
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5965
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5967
Chapter 12 Registrations 5977
12.1.1 Registrants 5977
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 5979