Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 23
-- June 5, 2014 --


Table of Contents
Chapter 1 Notices / News Releases 5393
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 5393
1.4.1 Pro-Financial Asset Management Inc. 5393
1.4.2 Global Energy Group, Ltd. et al. 5394
1.4.3 Howard Rash 5394
1.4.4 Newer Technologies Limited et al. 5395
1.4.5 Frederick Lawrence Marlatt, also known as Frederick Lawrence Mitschele and Michael Wallace Minor 5396
Chapter 2 Decisions, Orders and Rulings 5397
2.1 Decisions 5397
2.1.1 Element Financial Corporation 5397
2.1.2 Slate U.S. Opportunity (No. 2) Realty Trust - s. 1(10)(a)(ii) 5401
2.1.3 Carmanah Technologies Corporation 5402
2.2 Orders 5405
2.2.1 Pro-Financial Asset Management Inc. 5405
2.2.2 Global Energy Group, Ltd. et al.- ss. 127(7), 127(8) 5412
2.2.3 Howard Rash 5419
2.2.4 Magna International Inc. - s. 104(2)(c) 5419
2.2.5 Mariana Resources Limited 5423
2.2.6 Newer Technologies Limited et al. - ss. 127(1), 127.1 5426
2.2.7 Frederick Lawrence Marlatt, also known as Frederick Lawrence Mitschele and Michael Wallace Minor 5428
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings 5431
3.1 OSC Decisions, Orders and Rulings 5431
3.1.1 Frederick Lawrence Marlatt, also known as Frederick Lawrence Mitschele and Michael Wallace Minor - ss. 127(1), 127(10) 5431
3.2 Court Decisions, Order and Rulings (nil)
Chapter 4 Cease Trading Orders 5439
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5439
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5439
4.2.2 Outstanding Management & Insider Cease Trading Orders 5439
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments (nil)
Chapter 7 Insider Reporting 5441
Chapter 8 Notice of Exempt Financings 5529
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5529
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5531
Chapter 12 Registrations 5543
12.1.1 Registrants 5543
Chapter 13 SROs, Marketplaces, and Clearing Agencies (nil)
13.1 SROs (nil)
13.2 Marketplaces (nil)
13.3 Clearing Agencies (nil)
Chapter 25 Other Information 5545
25.1.1 Legend Gold Corp. - s. 4(b) of the Regulation 5545
Index 5547