Securities Law & Instruments

Ontario Securities Commission Bulletin (OSCB)


(published weekly on behalf of the OSC by Carswell)


Volume 37, Issue 21
-- May 24, 2013 --


Table of Contents
Chapter 1 Notices / News Releases 5071
1.1 Notices (nil)
1.2 Notices of Hearing (nil)
1.3 News Releases (nil)
1.4 Notices from the Office of the Secretary 5071
1.4.1 David M. O’Brien 5071
1.4.2 Portfolio Capital Inc. et al. 5072
1.4.3 Northern Securities Inc. et al. 5072
1.4.4 Won Sang Shen Cho, also known as Craig Cho, doing business as Chosen Media and Groops Media 5073
1.4.5 Paul Lester Stiles 5073
1.4.6 Heritage Education Funds Inc. 5074
Chapter 2 Decisions, Orders and Rulings 5075
2.1 Decisions 5075
2.1.1 Broadway Credit Card Trust 5075
2.1.2 Otelco Inc. 5077
2.2 Orders 5079
2.2.1 David M. O’Brien - s. 9(1) of the SPPA and Rules 5.2(1) and 8.1 of the OSC Rules of Procedure 5079
2.2.2 Potash Corporation of Saskatchewan Inc. - s. 104(2)(c) 5082
2.2.3 Portfolio Capital Inc. et al. 5085
2.2.4 Northern Securities Inc. et al. - ss. 8(3) and 21.7 5089
2.2.5 Won Sang Shen Cho, also known as Craig Cho, doing business as Chosen Media and Groops Media - ss. 127(1), 127(10) 5092
2.2.6 Paul Lester Stiles - ss. 127(1), 127(10) 5093
2.2.7 Heritage Education Funds Inc. 5093
2.2.8 ICAP Global Derivatives Limited - s. 147 5095
2.3 Rulings (nil)
Chapter 3 Reasons: Decisions, Orders and Rulings (nil)
Chapter 4 Cease Trading Orders 5103
4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders 5103
4.2.1 Temporary, Permanent & Rescinding Management Cease Trade Orders 5103
4.2.2 Outstanding Management & Insider Cease Trading Orders 5103
Chapter 5 Rules and Policies (nil)
Chapter 6 Request for Comments 5105
6.1.1 Proposed Amendments to NI 51-102 Continuous Disclosure Obligations, NI 41-101 General Prospectus Requirements and NI 52-110 Audit Committees 5105
Chapter 7 Insider Reporting 5147
Chapter 8 Notice of Exempt Financings 5225
Reports of Trades Submitted on Forms 45-106F1 and 45-501F1 5227
Chapter 9 Legislation (nil)
Chapter 11 IPOs, New Issues and Secondary Financings 5227
Chapter 12 Registrations 5239
12.1.1 Registrants 5239
Chapter 13 SROs, Marketplaces, and Clearing Agencies 5241
13.1 SROs (nil)
13.2 Marketplaces 5241
13.2.1 ICAP Global Derivatives Limited 5241
13.3 Clearing Agencies (nil)
Chapter 25 Other Information (nil)
Index 5243